Search for: "Capital Management Securities"
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29 Jan 2019, 5:06 am
VP and commercial real estate manager, to 21 months in prison. [read post]
9 Nov 2019, 8:10 am
Because of the economies of scale in index investing, the asset management industry is becoming more concentrated and the largest players own and control a greater portion of the global securities market. [read post]
17 Aug 2020, 9:49 am
Silver Law Group represents an investor in potential claims against David Coggins and his Miami-based hedge fund Coral Gables Capital, LP, which Coggins manages through his company Coral Gables Asset Management, LLC. [read post]
19 Mar 2013, 11:22 am
In addition, SB Capital allegedly made transfers between IPF and SPF to increase management fees. [read post]
26 Feb 2010, 8:43 am
Related Web Resources: Institutional Capital Management Inc. v. [read post]
22 Mar 2018, 12:43 pm
We are securities attorneys who help clients bring claims against firms like Horter Investment Management. [read post]
2 Mar 2010, 10:03 am
" Related articles by ZemantaCentury 21 co-founder Arthur Bartlett dies at 76 (seattletimes.nwsource.com)Franchising - Fundamentals And Managing Relationships (slideshare.net)New Hooray for Books Franchise Opportunity Targets Moms Returning to the Workforce (prweb.com)Direct Capital and QualServ Announce Partnership to Provide Franchisees Access to Financing (eon.businesswire.com) [read post]
1 May 2019, 12:56 pm
Spire Capital is a New York-based investment advisor registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940. [read post]
6 Feb 2007, 4:49 am
He also owned and controlled Wood River Capital Management, LLC, the investment advisor for the hedge funds. [read post]
31 Jan 2013, 10:53 am
Because capital raising is such a critical function for middle market companies, we designed this series to introduce their management teams to some of the fundamental concepts in securities law. [read post]
4 Apr 2013, 1:09 pm
In WC Capital Management, LLC v. [read post]
16 Jan 2017, 8:24 am
American Realty Capital Hospitality is also amending its property management arrangements with American Realty Capital Hospitality Properties, LLC, concurrent with Brookfield’s investment, to reduce the duration of certain property management agreements and total property management fees. [read post]
9 Nov 2006, 7:16 am
Other Optasite backers include Key Venture Partners, Babson Capital Management, Columbia Capital, Centennial [...] [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
The plan is to have the committee provide advice on: Capital raising through private placements and public securities offerings. [read post]
13 Nov 2023, 3:00 am
“That’s a bit of a change from the previous few years in that it was a much smaller percentage than before,” said David Hulme, managing director and portfolio manager at Advent Capital Management, which specializes in convertible bonds. [read post]
7 Jul 2018, 7:20 am
In a separate order, the SEC also charged Alexander Capital managers, Philip A. [read post]
2 Jun 2017, 8:18 am
The post American Realty Capital New York City REIT Shareholders Dissent appeared first on White Securities Law. [read post]
31 Mar 2017, 6:34 am
The post Dividend Capital Diversified Property Fund Secondary Market Offer appeared first on White Securities Law. [read post]
26 Oct 2021, 2:03 am
Securities and Exchange Commission (SEC) amended its 10-K human capital management (HCM) disclosure requirement in 2020, the ostensible goal was to generate more insight into how companies approach, measure, and assess the contributions HCM makes to their overall strategy and performance. [read post]
27 Apr 2009, 12:31 pm
Based in Mountain View, Calif., the firm had previously banked $65 million in capital since its inception in 2003.Among the processes it streamlines, Kazeon focuses on information management for advanced security and privacy, record-keeping and compliance and risk calculations. [read post]
