Search for: "Challenge Financial Investors, Corp." Results 381 - 400 of 420
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5 Apr 2009, 1:26 pm
The DOJ investigations seem to be targeting fraud, insider trading, and misrepresentations to investors regarding the financial health of a company. [read post]
23 Feb 2009, 4:49 am
No-Action Letters for Shareholder Proposals: The Challenge of Reading the Tea Leaves One of the toughest jobs that Corp Fin faces ahead of every proxy season is making hundreds of no-action determinations related to Rule 14a-8 exclusion requests. [read post]
26 Jan 2009, 1:54 am
Undoubtedly other banks face similar challenges in their investment portfolios. [read post]
7 Jan 2009, 1:53 am
SEC Role Under Scrutiny in Madoff Scandal The Associated Press A House panel on Monday heard tales of woe from investors who placed their savings with Wall Street financier Bernard Madoff, whose alleged fraud could amount to $50 billion. [read post]
15 Dec 2008, 8:07 am
The settlement would also block any new lawsuits against Travelers stemming from its relationship with Johns Manville Corp., once the world's largest producer of asbestos. [read post]
7 Dec 2008, 5:43 am
The result is better disclosure for investors a whole reporting cycle earlier, he said. [read post]
28 Nov 2008, 12:14 pm
You can separately subscribe to the IP Think Tank Global week in Review at the Subscribe page: [duncanbucknell.com]   Highlights this week included: European Court of Justice raises bar for famous brand owners wishing to prove dilution: Intel Corporation v CPM United Kingdom (Managing Intellectual Property) (IPKat) (IPKat) (Class 46) RPX Corporation – Defensive patent aggregation club (Securing Innovation) (Patent Fools) (Patent Prospector) (Techdirt) (IAM) Peterlin's… [read post]
17 Nov 2008, 6:45 pm
Gladstrong Investors (USA) Corp., No. 05‑0721. [read post]
17 Oct 2008, 2:40 pm
(IP finance) In the midst of a financial meltdown, smart companies will increase strategic IP management efforts (IP finance) Intellectual Property Colloquium - IP podcast site (The Trademark Blog) Open Access Day - 14 October (Spicy IP) Quick question - 'non-asserts' as licence? [read post]
13 Oct 2008, 8:08 pm
The bank’s deposit liabilities and some of its assets were sold to Regions Financial Corp. [read post]
2 Oct 2008, 9:36 am
If the Commission chooses not to effect our proposed amendment, the current rule will apply to Berkshire Hathaway, Occidental Petroleum, Texas Instruments, Blockbuster Entertainment, Tandy Corp. [read post]
17 Sep 2008, 5:08 am
According to the plaintiffs’ counsel’s September 16, 2008 press release (here), plaintiffs have filed a securities class action lawsuit against BankUnited Financial Corp. and certain of its directors and officers. [read post]
12 Sep 2008, 2:33 pm
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com]   Highlights this week included: Australian Review of National Innovation System released: (IPRoo), (Mallesons Stephen Jaques), (creativecommons.org), (IP Menu News), Senate Committee on the Judiciary approval of Enforcement of Intellectual Property Rights Act 2008 and surrounding debate (Law360), (Public Knowledge), (Ars Technica), (Wired), (Public Knowledge), (Ars Technica),… [read post]
5 Aug 2008, 3:36 pm
The unredacted version of the SEC's report also shows that S&P and Moody's Corp., the industry's two biggest members, didn't add staff dealing with CDOs as fast as that business was growing. [read post]