Search for: "Christopher & Banks Company"
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19 Jun 2014, 1:30 pm
Nagle and Christopher J. [read post]
22 Jul 2010, 4:21 pm
In a colloquy with Senator Blanche Lincoln, Senate Banking Committee Chair Christopher Dodd confirmed that when Dodd-Frank eliminated the 15 clients exception, it was not the intent of Congress to include family offices in the legislation. [read post]
15 Jul 2010, 11:05 am
The bill also would bolster compensation committee independence and require issuers to adopt tougher "clawback" policies and provide new disclosure on internal pay equity.The bill would require bank holding companies to appoint risk committees. [read post]
14 Jan 2010, 10:27 pm
Attorney Christopher J. [read post]
23 Sep 2010, 4:01 pm
Christopher Anthony Lee, formerly with LPL Financial, IFMG Securities, and Citigroup Global Markets, was named as a respondent in a FINRA complaint alleging that he altered customer documents causing annuity companies to mail customer checks to his home address so that he could deposit the checks in his personal bank account and use the funds for his own purposes. [read post]
20 Sep 2008, 11:17 am
Schumer, Democrat of New York.As Senator Christopher J Dodd, Democrat of Connecticut and chairman of the Banking, Housing and Urban Affairs Committee, put it Friday morning on the ABC program "Good Morning America," the congressional leaders were told "that we're literally maybe days away from a complete meltdown of our financial system, with all the implications here at home and globally. [read post]
12 Apr 2023, 6:30 am
Liu, Christopher J. [read post]
12 Apr 2023, 6:30 am
Liu, Christopher J. [read post]
3 Feb 2012, 10:03 am
., April 16: 11-204 — Christopher v. [read post]
10 Feb 2011, 11:56 am
Also, CalPERS has a shareholder lawsuit against Bank of America Corp. [read post]
30 Jul 2014, 6:43 am
Baker, Shane Burreson, Christopher M. [read post]
9 May 2007, 8:33 pm
Patrick has been criticized for his work with ACC Capital Holdings, parent of the national mortgage company Ameriquest, which has been accused of predatory lending practices. [read post]
23 Dec 2009, 5:56 am
Explain why the company has determined that this structure is appropriate given the company’s specific characteristics or circumstances. [read post]
5 May 2012, 10:37 am
In the AP Business news story, written by Alan Zibel and Christopher Rugaber, that went out on the wire immediately following this morning’s press conference, it also says in reference to loan modification companies: “While some are legitimate, authorities say many are con artists. [read post]
22 Oct 2014, 4:23 am
The plaintiffs also allege that the defendants misleadingly stated that the company had established adequate internal controls. [read post]
10 Jul 2007, 8:08 am
In a partial victory for companies, the U.S. [read post]
1 Jul 2013, 7:32 am
Thomas operated a home renovation company and later started her own mortgage brokerage business. [read post]
13 Oct 2006, 1:02 am
Some are turning to companies such as Clayton Holdings Inc., which uses computer-driven risk models to find troubling patterns, such as brokers that sold lots of bad loans. [read post]
18 Dec 2019, 11:00 am
Earlier this year, the company incorporated another U.K. entity, the company confirms. [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company American… [read post]
