Search for: "Citigroup Global Markets,Inc."
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21 Jan 2022, 2:17 pm
In this matter, initiated by a whistleblower under New Mexico’s Fraud Against Taxpayer’s Act, New Mexico secured a settlement with Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. [read post]
5 Aug 2009, 6:45 am
After oral argument in this case, other judges from this court addressed that question in another case - Citigroup Global Markets, Inc. v. [read post]
8 Jan 2010, 7:46 am
Halfway through the decade, the world as a whole was experiencing perhaps the greatest runup in aggregate global asset prices ever seen; though the situation appeared to be cresting, no one foresaw imminent collapse. [read post]
21 Jun 2024, 6:00 am
Judge Likely to Reject $30 Billion Visa, Mastercard Fee Deal [Updated]Bloomberg Law – June 14, 2024 (subscription may be required) A $30 billion settlement between Visa Inc., Mastercard Inc. and retailers to cap credit-card swipe fees is likely to be rejected by a federal judge in Brooklyn, a setback in the two decade-long litigation. [read post]
12 May 2015, 2:43 pm
The issuer is not required to maintain a secondary market, and, like most structured products, there may be no buyer if the investor needed to liquidate the RCN prior to maturity. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
8 Aug 2023, 11:25 am
According to FINRA broker report, William Weisbrod and Lilia Nia were reportedly affiliated with the following firms during their careers, among others: William Weisbrod: B – 4/27/2009-2/18/2021, Purshe Kaplan Sterling Investments (CRD#:35747), Fairfield, NJ B – 04/22/2005 – 02/06/2009, Citigroup Global Markets INC. [read post]
1 Dec 2011, 4:48 pm
Citigroup Global Markets Inc. [read post]
2 Dec 2011, 5:32 am
Citigroup Global Markets Inc. [read post]
26 Jan 2024, 8:27 am
According to his FINRA BrokerCheck profile, Rodriguez was affiliated with the following firm during his career: 06/01/2009 – 09/03/2021, MORGAN STANLEY (CRD#:149777), EL PASO, TX, B, 08/05/2008 – 06/01/2009, CITIGROUP GLOBAL MARKETS INC. [read post]
16 Nov 2017, 12:47 pm
TRANSWORLD SYSTEMS INC. [read post]
16 Nov 2017, 12:47 pm
TRANSWORLD SYSTEMS INC. [read post]
15 Feb 2012, 2:40 pm
Also according to Bloomberg, the affidavit in support of the section 11 production orders obtained in this case (see below) indicate that the Bureau was informed that HSBC Holdings Plc, JPMorgan Chase & Co., Citigroup Inc. [read post]
24 Jun 2022, 7:23 am
In a joint stipulation filed by Costco Wholesale Corp. and the defendants, including Visa Inc., Mastercard Inc., Bank of America Corp., JPMorgan Chase & Co., Citigroup Inc., and Wells Fargo & Co., the parties told the court that the wholesale retailer “fully settled all of its claims against all of the defendants” but did not disclose details of the deal. . . . [read post]
24 Jun 2022, 9:58 am
In a joint stipulation filed by Costco Wholesale Corp. and the defendants, including Visa Inc., Mastercard Inc., Bank of America Corp., JPMorgan Chase & Co., Citigroup Inc., and Wells Fargo & Co., the parties told the court that the wholesale retailer “fully settled all of its claims against all of the defendants” but did not disclose details of the deal. . . . [read post]
18 Apr 2024, 9:01 pm
I’ll simply note they exist.[5] But it’s not just in the crypto markets. [read post]
28 Jan 2021, 9:34 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
26 Aug 2014, 10:13 am
Citigroup Global Markets Inc.Case number: 11-cv-07387 (United States District Court for the Southern District of New York)Case filed: October 19, 2011Qualifying Judgment/Order: August 5, 2014 08/21/2014 11/19/2014 2014-84 SEC v. [read post]
3 May 2010, 1:37 pm
Smith Barney Div. of Citigroup Global Markets, Inc. v. [read post]
5 Mar 2015, 5:52 am
Mylan Pharmaceutical, Inc., ___ F. [read post]
