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14 Dec 2017, 12:59 pm by Robert C. White Jr.
The company then uses the proceeds of the ICO for various corporate purposes similar to a regular offering of securities. [read post]
16 Mar 2018, 1:00 am by Aaron Lancaster
SEC SEC Chairman Clayton Signals Agency Will Closely Scrutinize Compliance With Cybersecurity Guidance Speaking to investors at the Council for Institutional Investor’s semiannual conference, SEC Chairman Clayton said that the Commission will make corporations’ response to the SEC guidance on disclosure of data breaches a “focal point for staff review. [read post]
10 Mar 2020, 11:44 am by Brian Dunlay and Matthew Navarre
In the press release accompanying this unprecedented Order, SEC Chairman Jay Clayton noted, “The health and safety of all participants in our markets is of paramount importance. [read post]
10 Mar 2020, 11:44 am by Brian Dunlay and Matthew Navarre
In the press release accompanying this unprecedented Order, SEC Chairman Jay Clayton noted, “The health and safety of all participants in our markets is of paramount importance. [read post]
10 Mar 2020, 11:44 am by Brian Dunlay and Matthew Navarre
In the press release accompanying this unprecedented Order, SEC Chairman Jay Clayton noted, “The health and safety of all participants in our markets is of paramount importance. [read post]
22 Apr 2018, 7:55 pm by Omar Ha-Redeye
An example of the first type would be A Better Deal proposed by House Democrats to amend the Clayton Act. [read post]
21 Jul 2017, 6:04 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 21, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 14–20, 2017. [read post]
29 Mar 2019, 7:12 am by John Jascob
Redfearn noted that he and Chairman Clayton gave a speech in early March that touched on market structure issues. [read post]
10 May 2012, 6:57 am by Sheppard Mullin
In the two-count felony charge, the DOJ stated that Kyoungwon Pyo, in his role as senior vice president for corporate strategy at Hyosung Corporation, an affiliate of NHI, altered and directed subordinates to alter numerous corporate documents before they were submitted to the DOJ and the FTC in conjunction with the premerger HSR filings. [read post]
10 May 2012, 6:57 am by Sheppard Mullin
In the two-count felony charge, the DOJ stated that Kyoungwon Pyo, in his role as senior vice president for corporate strategy at Hyosung Corporation, an affiliate of NHI, altered and directed subordinates to alter numerous corporate documents before they were submitted to the DOJ and the FTC in conjunction with the premerger HSR filings. [read post]
31 Dec 2020, 7:08 am by Race to the Bottom
” (Chairman Jay Clayton, Remarks at Meeting of the Asset Management Advisory Committee). [read post]
14 Jul 2010, 2:43 am by Francis G.X. Pileggi
  The Court also recognized that the due care claim requires proof that Clayton and Clark acted with gross negligence. [read post]
25 Jul 2017, 1:31 pm by Mark Astarita
"The SEC is studying the effects of distributed ledger and other innovative technologies and encourages market participants to engage with us," said SEC Chairman Jay Clayton. [read post]
10 Oct 2017, 1:34 pm by Mark Astarita
  He has brought those and many other fine characteristics to the Commission,” said SEC Chairman Jay Clayton. [read post]
20 Mar 2019, 5:21 am by John Jascob
Roisman has been charged by Chairman Jay Clayton with taking the lead on the Commission's efforts to improve the proxy process. [read post]
25 Jul 2019, 7:12 am by John Jascob
According to SEC Chairman Jay Clayton, the proposed changes would address practical implementation challenges while preserving important investor and market protections. [read post]
28 Aug 2020, 6:11 am
Securities and Exchange Commission, on Thursday, August 27, 2020 Tags: Accredited investors, Capital formation, Capital markets, Information environment, Investor protection, SEC, Securities regulation Statement by Chairman Clayton on Modernization of the Accredited Investor Definition Posted by Jay Clayton, U.S. [read post]
6 Nov 2020, 6:30 am
Securities and Exchange Commission, on Tuesday, November 3, 2020 Tags: Capital formation, Equity offerings, Investor protection, Registration exemptions, SEC, Securities regulation Statement by Chairman Clayton on Harmonizing, Simplifying and Improving the Exempt Offering Framework Posted by Jay Clayton, U.S. [read post]