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21 May 2007, 4:05 pm
The company also agreed to pay fines and other assessments totalling $600 million dollars in one of the largest criminal penalties ever assessed against a company. [read post]
26 Aug 2020, 6:26 am by Peter S. Lubin and Patrick Austermuehle
P. 9(b), a plaintiff bringing a § 10(b) claim must plead the fraud with particularity, and allegations of scienter must be as compelling as any opposing inference. [read post]
27 Oct 2020, 4:32 pm by Matthew Vance
  Under Federal Rule of Civil Procedure 42(b), federal courts have the authority to take actions including ordering separate trials over multiple claims. [read post]
17 Apr 2024, 1:05 am by Kevin LaCroix
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. [read post]
23 Jun 2008, 11:30 am
SEC Approves One-Year Delay for Smaller Companies' Auditor Attestations As proposed back in February, the SEC has approved another one-year extension of the compliance date for smaller companies to meet the Section 404(b) auditor attestation requirement of Sarbanes-Oxley. [read post]
1 Sep 2011, 5:53 am by Patti Spencer
In general, unions have not gone to bat for 403(b) plan participants because the investment and financial service companies who are selected for participant investment choices sometimes make big contributions to the unions. [read post]
22 Mar 2021, 5:01 am by Jordan Brunner
Subsection (b) seeks to identify companies working for the Chinese military. [read post]
5 Aug 2020, 11:45 am
gp=1&ty=HTML&h=L&mc=true&=PART&n=pt49.5.395 https://www.fmcsa.dot.gov/regulations/cargo-securement/cargo-securement-rules https://www.fmcsa.dot.gov/regulations/title49/b/5/3/list? [read post]
17 Jun 2020, 8:49 am by Bob Ambrogi
All of which leads to news today of a $27 million Series B investment in Onna, a company whose product integrates all those disparate workplace apps, enabling companies of any size to unify, search, and protect the entirety of the organization’s knowledge. [read post]
21 Jul 2014, 2:45 am by Walter Olson
Tweet Tags: Florida, not about the money, tobacco, Willie GaryNot About the Money Watch I: “Jury hits tobacco company R.J. [read post]
16 Oct 2017, 7:14 am by Gustav L. Schmidt
Description of Registrant’s Securities (Item 601(b)(4)) Under the proposed rules, companies will be required to include the description of the company’s securities as required under Item 202(a)-(d) and (f) as an exhibit to the annual report on Form 10-K. [read post]
16 Oct 2017, 7:14 am by Gustav L. Schmidt
Description of Registrant’s Securities (Item 601(b)(4)) Under the proposed rules, companies will be required to include the description of the company’s securities as required under Item 202(a)-(d) and (f) as an exhibit to the annual report on Form 10-K. [read post]
18 Apr 2008, 3:44 am
Almost three years have passed since the Irani report was finalised and the following are examples of issues on which there is continuing lack of agreement: (a) age limit for directors; (b) number of boards on which the same director can serve; and (c) insolvency law which provides for bankruptcy, trustees to be appointed and liquidation.The MCA is responsible for administering the 1956 Companies Act for all firms, irrespective of the nature of their activities and whether these… [read post]