Search for: "Custom Estates, LLC" Results 381 - 400 of 1,046
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
12 Sep 2019, 8:47 am by Staff Attorney
 Nesseth’s customer complaints mostly concern alternative investments and direct participation products (DPPs) such as non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and equipment leasing programs. [read post]
10 Sep 2019, 1:56 pm by Staff Attorney
The securities attorneys at Gana Weinstein LLP are investigating advisor Michael Arteca (Arteca), currently registered with Pruco Securities, LLC. [read post]
23 Aug 2019, 3:00 am by Jim Sedor
Buttons make up 80% of her collection, but she has plenty of more offbeat items, too – including 10 custom puppets modeled after Sanders. [read post]
15 Aug 2019, 7:22 am by Rebecca Tushnet
” Any industry custom of paying for such releases was not relevant to the legal standard. [read post]
6 Aug 2019, 9:11 am by Renae Lloyd
The stock took a serious dive in February when regional telecom Windstream Holdings (NASDAQ:WIN), Uniti’s largest customer and former parent company, filed for bankruptcy. [read post]
4 Aug 2019, 11:36 am by admin
Integrated Advisors Network, LLC is headquartered in Palos Verdes Estates, California since July 18, 2018. [read post]
4 Aug 2019, 11:36 am by admin
Integrated Advisors Network, LLC is headquartered in Palos Verdes Estates, California since July 18, 2018. [read post]
20 Jul 2019, 11:50 am by admin
Forrest, from September of 2016 to November of 2016, allegedly solicited investors to purchase promissory notes relating to the Woodbridge Group of Companies LLC, a purported real-estate investment fund, and Forrest allegedly sold $826,986 in Woodbridge promissory notes to 15 investors, 13 of whom were American Portfolio customers, the AWC notes. [read post]
28 Jun 2019, 7:49 am by Staff Attorney
Advisor Shimshon Plotkin (Plotkin), currently employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least seven customer complaints during the course of his career. [read post]
26 Jun 2019, 6:18 am by Staff Attorney
Advisor Richard Pittman (Pittman), currently employed by Cetera Advisors LLC (Cetera) has been subject to at least three customer complaints during the course of his career. [read post]
21 Jun 2019, 8:30 am by Public Employment Law Press
As a result of our examination, the employee was terminated, arrested, pled guilty to petit larceny (a Class A misdemeanor) and is required to make restitution to the state.Port Authority of New York and New Jersey (PANYNJ): Selected Aspects of Leasing Practices for Real Estate Services Department and Port Commerce (2017-S-58)The PANYNJ did not always accurately account for its leases. [read post]
20 Jun 2019, 9:19 am by Staff Attorney
Advisor Craig Sherrer (Sherrer), currently employed by Janney Montgomery Scott LLC (Janney Montgomery) and formerly with Newbridge Securities Corporation (Newbridge Securities) has been subject to at least one customer complaint during the course of his career. [read post]
17 Jun 2019, 1:29 pm by Rob Robinson
Middlemarch Partners, through its subsidiary Middlemarch Securities, LLC, served as the financial advisor to Elevate in the Kayne Partners transaction. [read post]
6 Jun 2019, 1:29 pm by Legal Writer
The post How You Can Protect Assets During Divorce appeared first on Petrelli Previtera Schimmel, LLC. [read post]
6 Jun 2019, 1:29 pm by Legal Writer
The post How You Can Protect Assets During Divorce appeared first on Petrelli Previtera Schimmel, LLC. [read post]