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9 Mar 2012, 7:00 am
The settlement order's ban on selling employment-related services will take effect six months after all parties have signed it, allowing time for a possible sale of a separate business owned by Richard Friedberg and Rimona Friedberg, Career Systems LLC, also known as Job Search Network LLC. [read post]
27 Feb 2012, 1:16 pm
Firms should ensure that representatives have access to this municipal issuer information (through MSRB’s Electronic Municipal Market Access (EMMA) system and/or other sources) to meet these requirements. [read post]
27 Feb 2012, 1:16 pm
Firms should ensure that representatives have access to this municipal issuer information (through MSRB’s Electronic Municipal Market Access (EMMA) system and/or other sources) to meet these requirements. [read post]
15 Feb 2012, 1:53 pm
Between the three defendants, they were allegedly responsible for identifying potential clients, marketing Trivantage’s services, developing and maintaining relationships with Trivantage’s customers and prospective customers, and developing relationship with the appropriate personnel for each customer, for the purpose of establishing goodwill and maintaining customer relationships. [read post]
10 Feb 2012, 1:25 pm
Also, the embedded pre-payment option associated with mortgage-backed securities creates re-investment risk, which can significantly affect yield. [read post]
27 Jan 2012, 6:55 am
The findings also included that in addition to ongoing delays in making payments to its investors, the firm received other red flags relating to the entity’s problems but continued to allow its brokers to sell the offering to their customers; in total, the firm’s brokers sold $11,759,798.01 of the offering to customers. [read post]
3 Jan 2012, 6:37 pm
Insecure systems and business practices leave you vulnerable to hackers and your customers vulnerable to identity theft or worse. [read post]
3 Jan 2012, 10:20 am
Wyeth LLC, 131 S. [read post]
30 Dec 2011, 7:27 am
Becker and his brothers (who were the executors and beneficiaries of the estate) in February 2011, alleging that approximately $1.5 million of the $2 million constituted "fictitious profits" and should be returned to the fund of customer property for distribution to other Madoff customers; • while Mr. [read post]
27 Dec 2011, 8:19 am
Shelter Capital Partners LLC, 2011 WL 6357788 (9th Cir. [read post]
1 Dec 2011, 10:43 am
., Provident Royalties LLC, and DBSI Inc., all of which eventually failed, leading to sizeable investor losses. [read post]
16 Nov 2011, 9:56 am
In GLACERN MACHINE TOOLS, LLC v. [read post]
6 Oct 2011, 7:06 am
But scores of consumers have reported that California-based, Guthy-Renker, LLC, the company behind Wen Hair Care System, routinely engages in seriously unfair and deceptive sales practices. [read post]
21 Sep 2011, 12:13 pm
. – AT&T Mobility LLC v. [read post]
13 Sep 2011, 7:47 am
The attempt to garnish wages also prevented customers from disputing the debts in court or working out a payment plan with the lender. [read post]
12 Sep 2011, 7:28 am
Everyone has heard about the hazards of unexpected fees, lurking in complicated payments, squeezing money out of people by deliberately confusing them or through outright dishonesty. [read post]
12 Sep 2011, 7:23 am
Everyone has heard about the hazards of unexpected fees, lurking in complicated payments, squeezing money out of people by deliberately confusing them or through outright dishonesty. [read post]
12 Sep 2011, 7:23 am
Everyone has heard about the hazards of unexpected fees, lurking in complicated payments, squeezing money out of people by deliberately confusing them or through outright dishonesty. [read post]
9 Sep 2011, 10:18 am
Dukes and AT&T Mobility, LLC v. [read post]
16 Aug 2011, 5:16 am
Is your claim, risk or matter management system still the system of record? [read post]
