Search for: "D & D Management and Investement, LLC"
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26 Aug 2019, 7:43 pm
According to D. [read post]
23 Aug 2019, 6:17 am
Securities and Exchange Commission, on Thursday, August 22, 2019 Tags: Boards of Directors, Investment advisers, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder voting [read post]
19 Aug 2019, 7:28 am
John Reed Stark The Capital One data hack has attracted a great deal of attention, not least because of the size and extent of the breach, but also because the hacker apparently managed to steal data from The Cloud. [read post]
8 Aug 2019, 6:31 am
August 1, 2019Recent LegislationUnlawful dissemination or publication of an intimate image added to Family Court Act §812Laws of 2019, Ch 109 added the crime of unlawful dissemination or publication of an intimate image to the Penal Law as § 245.15 effective September 21, 2019. [read post]
6 Aug 2019, 11:00 pm
They have no investments. [read post]
6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC … [read post]
31 Jul 2019, 2:52 am
August 6, 2019 - 11 AM: In re PCS Petroleum LLC, Serial No. 87728983 [Section 2(d) refusal to register the mark KP QUIK STOP & Deign for retail convenience stores, in view of the registered mark KWIK STOP for "Retail convenience store services featuring gasoline, other petroleum products and alcoholic beverages"].August 7, 2019 - 10 AM: Park Hotel Management Pte Ltd. v. [read post]
29 Jul 2019, 7:34 pm
L.L.C., Defendants., 2019 WL 3243257 (D. [read post]
17 Jul 2019, 1:56 pm
According to D. [read post]
17 Jul 2019, 8:17 am
Energy Development Corp raised money from investors through Regulation D private placement offerings. [read post]
5 Jul 2019, 6:05 am
Securities and Exchange Commission, on Friday, June 28, 2019 Tags: Board composition, Boards of Directors, Director qualifications, Diversity, Institutional Investors, Proxy advisors, SEC, Securities regulation Post-Cyan Ruling on Discovery Stay Posted by Vincent Sama and Brendan Gibbons, Arnold & Porter Kaye Scholer LLP, on Saturday, June 29, 2019 Tags: Class… [read post]
3 Jul 2019, 10:00 am
You’d be at the lawyer’s office. [read post]
1 Jul 2019, 9:03 pm
Served as the Prevention Manager for the U.S. [read post]
1 Jul 2019, 9:42 am
The Securities and Exchange Commission today charged Fieldstone Financial Management Group LLC and its principal Kristofor R. [read post]
23 Jun 2019, 7:34 am
(Chart 2) Q2 2019 investment pulse rate appears the second highest Q2 investment pulse rate in the last five years. [read post]
22 Jun 2019, 2:53 pm
(d) An institution may pool two or more institutional funds for purposes of management and investment. [read post]
20 Jun 2019, 7:37 am
According to D. [read post]
18 Jun 2019, 6:42 am
In KT4 Partners LLC v. [read post]
17 Jun 2019, 3:16 am
On August 28, Richard signed the organizational documents and operating agreement for a manager-managed LLC named Felt Farms LLC. [read post]
14 Jun 2019, 6:18 am
Posted by Cydney Posner, Cooley LLP, on Saturday, June 8, 2019 Tags: Capital formation, Capital markets, Dual-class stock, Financial reporting, IPOs, Long-Term value, Public firms, Securities regulation, Short-termism A New Era of Extraterritorial SEC Enforcement Actions Posted by Joshua D. [read post]
