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1 Jul 2019, 12:46 pm by Silver Law Group
  Morgan Keegan & Company, Inc   Avent, Meiewyn   Alliance-One Investments, LLC   Metlife Investors Distribution Company   Bougopoulkos, Nicholas   Wells Fargo Securities, LLC   Stifel Financial Corp   Cook, Marian   Farmers Financial Solutions, LLC   Corley, Robert   Fidelity Brokerage Services LLC   Redstone Securities, Inc   Detamore, Craig   Allstate Financial Services, LLC   Dysart,… [read post]
9 Dec 2013, 7:16 am
The appeal court ruled while a firm’s management may exercise aspects of control over the partners, similar to a corporation, “that does not change the relationship from one of partners running a business to one of employment by one group of partners over an individual partner. [read post]
25 Oct 2011, 5:00 am by Erica Siepman
”  The phrase “any equity security” refers to the fact that the law applies to any of the different types of equity securities, not that the law applies when an individual buys one type of equity security and sells another type. [read post]
12 Dec 2011, 8:12 am
The event features a faculty of leading government regulators, outside litigators, renowned jurists, and senior in-house counsel from these companies: Alliance Data * Capital One * CBE Group * First American Title Ins. * Flagstar Bank * Heart Financial Services * HSBC * Hyundai Capital * Macy’s * MERSCORP Inc. * Mortgage Bankers Assoc. * Natl. [read post]
24 Jun 2010, 1:58 pm by Sonya Hubbard
On July 23, shareholders of SonicWALL, Inc. [read post]
16 Oct 2018, 6:18 am
Posted by Angelo Martinez, Equilar, Inc., on Tuesday, October 16, 2018 Editor's Note: Angelo Martinez is a Senior Research Analyst at Equilar, Inc. [read post]
25 Mar 2011, 10:00 am by Lucas A. Ferrara, Esq.
"Pay equity is a basic tenet of equal opportunity in the workplace," said Lynette A. [read post]
28 Jul 2010, 12:34 am by Francis G.X. Pileggi
As is typical in many start-up companies, one party (Grimm in this case) contributes most of the equity to the venture and the other party (Little in this case) provides the labor. [read post]
25 Dec 2012, 2:25 pm
According to the court, the common-law right to indemnification exists pursuant to a contract implied in law and is rooted in equity; it is a device to prevent unjust enrichment. [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
In recent years the SEC has closely examined private equity fund performance and reporting during routine exams. [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
In recent years the SEC has closely examined private equity fund performance and reporting during routine exams. [read post]