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23 Dec 2017, 7:32 am
Posted by Matthew Goforth, Equilar, Inc., on Saturday, December 23, 2017 Editor's Note: Matthew Goforth is Senior Governance Advisor at Equilar, Inc. [read post]
26 Apr 2012, 7:29 am
That would cover Globalive, which owns Wind Mobile, a newcomer to the wireless business.Three carriers — Rogers Communications Inc., BCE Inc. and Telus Corp. [read post]
22 Oct 2019, 12:22 pm by Silver Law Group
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Sandra Acree   Fidelity Brokerage Services   Andrew Baker   Suntrust Investment Services   Wells Fargo Advisors   William Cannon   Lifemark… [read post]
4 Nov 2014, 10:07 am by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Amy Leisinger, J.D.Institutional Shareholder Services Inc. [read post]
10 Jan 2016, 10:31 am by Adam Weinstein
Debt issues by Hercules Offshore and drilling rig provider Paragon Offshore were among the worst-performing oil and gas service bonds in the high-yield energy index. [read post]
31 Oct 2009, 10:59 am
 Do tell… Does he mean that the servicers don’t want to modify loans? [read post]
13 Mar 2023, 8:01 am by Unknown
By Suzanne CosgroveIn a pushback against recent corporate inclusion and diversity initiatives, conservative shareholder activists from the Free Enterprise Project Friday submitted a proposal at the Apple Inc. shareholder meeting that challenged what they characterized in a tweet as “the value of their (Apple’s) woke Diversity, Equity & Inclusion (DEI) policies. [read post]
11 Nov 2011, 7:38 am by Daniel Richardson
BrickKicker and GDM Home Services, Inc., 2011 VT 118.Let us speak honestly as one member of society to another. [read post]
28 Oct 2022, 6:30 am
Shareholder Proposals in 2022 Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, October 21, 2022 Tags: Corporate Social Responsibility, Disclosure, Environmental proposals, ESG, Shareholder activism, Shareholder voting Chancery Court Upholds Amendment Prolonging Company’s Dual-Class Structure Posted by Gail Weinstein, Steven Epstein, and Andrea Gede-Lange, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, October 22, 2022 Tags:… [read post]
14 Jun 2017, 7:52 am by Adam Weinstein
The investment lawyers of Gana LLP are investigating Ameriprise Financial Services, Inc. [read post]
15 Jul 2014, 6:27 am by Adam Weinstein
The attorneys at Gana LLP are investigating claims that former Sterne Agee Financial Services Inc. [read post]
25 Dec 2014, 12:01 pm
Our attorneys draw on a combined experience of nearly 50 years in delivering the highest quality legal services. [read post]
22 Aug 2016, 5:00 am by John Jascob
By John Filar AtwoodThe SEC has issued an order approving a new set of rules drafted by the Financial Industry Regulatory Authority, Inc. [read post]