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22 Jul 2015, 10:07 am by Phillips & Associates
Contact us today online or at (212) 248-7431 to schedule a free and confidential consultation to discuss your case with a member of our team. [read post]
4 Jan 2019, 6:58 am
Smith is the chairman, chief executive officer, and majority owner of Consulting Services Support Corporation ("CSSC"), a financial services company he founded in 1988. [read post]
18 Dec 2020, 9:41 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5601/securities-industry-commentator/SEC Order Approving a Proposed Rule Change, to Modify the Provisions Relating to Direct Listings on NYSESecurities Trader Sentenced to 18 Months in Prison for Market Manipulation Scheme that Netted more than $17 Million in Illicit Profits (DOJ Release)SEC Charges Ripple and Two Executives with Conducting $1.3… [read post]
24 Mar 2017, 6:46 am
Posted by Michael Held, Federal Reserve Bank of New York, on Thursday, March 23, 2017 Tags: Accountability, Banks, Compliance & ethics, Corporate culture, Disclosure, Financial institutions, Financial regulation, Inside counsel, Oversight, Whistleblowers The “Corporate Governance Misalignment” Problem Posted by David J. [read post]
6 Dec 2009, 5:49 pm
The Executive Director of Forge Consulting subsidiary The Settlement Services Group (TSSG) has produced the first in a series of posts about structured settlement securitizations on the S2KM blog. [read post]
14 Mar 2013, 5:37 am by Legal Beagle
Quinn is now interim chief executive of the new Scottish Police Authority, who will oversee policing in Scotland when the single force begins operating on April 1. [read post]
4 Oct 2007, 8:34 pm
  We have marketers, blog coaches, consultants, small business owners, financial gurus, accountants, tech geeks, growth capitalists, executive coaches and  . . . even lawyers. [read post]
26 Apr 2012, 2:00 am by Kara OBrien
Recently the UK Government published a consultation paper on its proposals to give shareholders of quoted companies a greater influence over executive pay. [read post]
26 Apr 2012, 7:21 pm by Dennis Cariello
” “The Executive Order will require VA, DoD, and ED, in consultation with the CFPB and Department of Justice, to create a centralized complaint system for students receiving military and veterans’ educational benefits. [read post]
9 Nov 2021, 8:45 pm by Hannah Meakin (UK)
The BoE has also published a speech by Christina Segal-Knowles (Executive Director for Financial Markets Infrastructure) on ‘The UK’s approach to cross-border clearing’. [read post]
9 Nov 2021, 8:45 pm by Hannah Meakin (UK)
The BoE has also published a speech by Christina Segal-Knowles (Executive Director for Financial Markets Infrastructure) on ‘The UK’s approach to cross-border clearing’. [read post]
29 Nov 2021, 8:45 pm by Simon Lovegrove (UK)
On 26 November 2021, the Financial Conduct Authority (FCA) published Policy Statement 21/16 ‘Issuing statutory notices – a new approach to decision makers’ (PS21/16). [read post]
The Order also requires the Secretary of the Treasury to consult with the heads of the Financial Stability Oversight Council within 120 days of the executive order (and periodically thereafter) regarding whether current laws and regulations “promote the Core Principles. [read post]
29 Mar 2017, 9:28 am by Cecere Santana, P.A.
Call the South Florida law firm of Cecere Santana at 800-753-5529 to schedule a free consultation with a dedicated attorney today. [read post]
19 Feb 2020, 4:06 pm by INFORRM
The abiding impression left by the government’s Initial Response to the Online Harms White Paper Consultation is that it is half-finished. [read post]