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9 Apr 2021, 8:45 pm
On 8 April 2021, the European Securities and Markets Authority (ESMA) issued its third annual statistical report on the alternative investment fund (AIF) sector. [read post]
12 Feb 2008, 9:19 am
" Third, a firm's procedures must clearly identify the person(s) responsible for performing the reviews. [read post]
18 Jan 2021, 3:37 pm
This is the fifth individual in FY21 who received an award based on independent analysis. [read post]
22 Aug 2008, 2:27 pm
Third, an individual defendant may be criminally prosecuted for aiding and abetting securities fraud, but an investor injured by the defendant's conduct is barred from asserting a private right of action. [read post]
13 Sep 2019, 9:25 am
Robert Chesney and Steve Vladeck posted this week’s episode of the National Security Law Podcast. [read post]
4 Jan 2013, 7:44 am
One measure of the complexity and magnitude of the allegations: two law firms have been named lead counsel for actions under the ’33 Act and the ’34 Act, a third firm as lead counsel for securities actions against NASDAQ, and a fourth and fifth firm were approved as co-lead counsel for allegations against NASDAQ based in negligence. [read post]
18 Sep 2018, 11:10 am
And fifth, Section 734 requires the homeland security secretary to develop and submit a plan to implement bug bounty programs at agencies and department across the U.S. government. [read post]
29 May 2022, 5:44 am
A federal jury Friday found a former US Army reservist and security contractor at a Navy base guilty for his role in the January 6, 2021 attack on the US Capitol. [read post]
5 Jul 2007, 11:57 am
It would give accountants, investment bankers, lawyers, and other third parties a safe harbor for fraud so long as they do not publicly announce their involvement with an issuer's misstatements. [read post]
25 Apr 2012, 9:19 am
Energy-related CO2 emissions are at historic highs; under current policies, we estimate that energy use and CO2 emissions would increase by a third by 2020, and almost double by 2050. [read post]
4 Mar 2011, 4:24 am
Even worse, if the store security and prosecutors can establish that you had the intent to steal again, then a Trespass misdemeanor is the least of your worries as you may now be charged with Burglary in the Third Degree (New York Penal Law 140.20). [read post]
4 Mar 2011, 4:24 am
Even worse, if the store security and prosecutors can establish that you had the intent to steal again, then a Trespass misdemeanor is the least of your worries as you may now be charged with Burglary in the Third Degree (New York Penal Law 140.20). [read post]
9 Oct 2018, 3:12 am
In a response, dated 18 August 2017, the appellant filed a fifth and sixth auxiliary request and presented arguments why the invention solved a technical problem and was inventive over the prior art cited.V. [read post]
12 Feb 2010, 6:06 am
Third, plaintiffs alleged that defendants made false projections regarding the company’s business conditions in violation of Section 10(b) and Rule 10b-5. [read post]
10 Dec 2017, 2:47 pm
The Petition In its cert petition, China Agritech argued that Courts of Appeals in the First, Second, Third, Fifth, Eighth and Eleventh Circuits have rejected plaintiffs’ attempts to extend American Pipe tolling to permit absent class members to later bring not only their own claims, but also bring claims on behalf of a class. [read post]
31 Aug 2019, 7:00 am
Fifth, the tokens cannot be re-purchased by TurnKey except by court order or at a discount. [read post]
22 Jan 2013, 5:00 am
The contractor worked for a fifth of the cost of his salary. [read post]
10 Sep 2009, 4:15 am
SunGard Data Systems, 109 F.3d 173 (3d Cir. 1997)) and Fifth Circuit (i.e. [read post]
18 May 2020, 8:27 am
Fifth Circuit jurisprudence. [read post]
11 Mar 2011, 12:56 am
At least two Circuits – the Second and the Third – have held that the claimant must show that the market immediately reacted. [read post]
