Search for: "Financial Security Assurance, Inc." Results 381 - 400 of 627
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5 Aug 2009, 4:00 am
LEXIS 29367 (2d Cir. 2007) Florida A partner at Lazard Freres & Co. was found liable for conspiracy and wire fraud for fraudulently paying $40,000 through an intermediary to Fulton County's independent financial adviser to secure an assurance that Lazard would be selected for the Fulton County underwriting contract. [read post]
29 Jul 2011, 10:31 am by S2KM Limited
The Altus purchase price includes $300 million of capital for a newly formed company, Aurora National Life Assurance Company, Inc. [read post]
23 Jul 2013, 1:25 pm by WIMS
[#All, #GLakes] Waste Information & Management Services, Inc. [read post]
17 Mar 2010, 12:49 am by Sam E. Antar
Those new GAAP violations were highlighted by me in the text below in bold and italic print: As announced on January 29, 2010, Overstock.com, Inc. [read post]
12 Jul 2011, 7:56 am by Michael Froomkin
Joward Beales III (GWU Management & Public Policy), Renard Francois (Caterpillar Inc.), Yours Truly, Joanna L. [read post]
25 Apr 2009, 4:50 am
If the company announces an accounting restatement, it may be argued that the company has admitted the original financial statements — and the application — were materially misleading. [read post]
26 Apr 2021, 9:32 am by William Ford, Tia Sewell
The committee will hear testimony from Douglas Glenn, deputy chief financial officer for the Defense Department; Wesley Miller, senior official performing the duties of the assistant Army secretary for financial management; Alaleh Jenkins, senior official performing the duties of the assistant Navy secretary for financial management; and Stephen Herrera, principal deputy assistant secretary of the Air Force for financial management. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
The Act has two basic objectives:   To ensure that potential investors receive the relevant financial, and all other significant information concerning securities being offered for public sale, and To prohibit deceit, misrepresentations, and other fraud in the sale of securities.1   In order to achieve these stated objectives, the Act requires the registration of companies’ securities. [read post]
21 Oct 2010, 6:53 am by Dennis Hursh
Source: National Association of Real Estate Investment Trusts, Inc. [read post]
27 Nov 2023, 3:16 pm by Cynthia Marcotte Stamer
  Solutions Law Press, Inc. invites you to receive future updates by registering on our Solutions Law Press, Inc. [read post]
26 Mar 2018, 6:09 pm by Wolfgang Demino
., ON BEHALF OF THEMSELVES AND FOR ALL OTHER SIMILARLY SITUATED, Petitioners,v.CASH BIZ, LP, CASH ZONE, LLC D/B/A CASH BIZ, AND REDWOOD FINANCIALS, LLC, Respondents.No. 16-0854.Supreme Court of Texas.Argued September 15, 2017.Opinion delivered: February 23, 2018. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]