Search for: "Financial Security Assurance, Inc."
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29 Apr 2013, 6:33 am
In the Matter of Akber Syed, Respondent (AWC 2012033122901, April 24, 2013).Non-Registered, Associated PersonSyed entered the securities industry in 2010 as an associated, non-registered person, and on November 1, 2010, he was employed by Merrill, Lynch, Pierce, Fenner & Smith, Inc. until his June 13, 2012, termination. [read post]
28 Apr 2013, 10:39 pm
T-Series argues that this provision privileges the interests of broadcasters (who it claims have previously abused it for financial gain at the cost of copyright owners). [read post]
22 Apr 2013, 2:43 pm
Sherry Hunt was a quality assurance manager in the company’s Missouri office. [read post]
12 Apr 2013, 1:13 pm
Consolidation would decrease the complexity of securing and overseeing the waste located at reactor sites around the nation and would allow DOE to begin to address the taxpayer financial liabilities stemming from industry lawsuits. [read post]
12 Mar 2013, 10:24 pm
The leading companies in India that offer D&O insurance include Tata AIG, HDFC Ergo, Bajaj Allianz, ICICI Lombard, New India Assurance and Raheja QBE. [read post]
5 Mar 2013, 1:51 pm
While most employer and union health plan sponsors, fiduciaries and administrators are bracing to cope with “pay or play” and other mandates of the Patient Protection and Affordable Care Act (ACA) in 2014, most report frustration with the continuing lack of clarity and uncertainty about rules and costs. [read post]
15 Jan 2013, 10:42 pm
™ Solutions Law Press, Inc. [read post]
15 Jan 2013, 10:34 pm
™ Solutions Law Press, Inc. [read post]
15 Jan 2013, 7:07 am
BT Foods Inc., 948 So.2d 921, at 923-24 (Fla. 4th DCA 2007). [read post]
14 Jan 2013, 9:24 pm
The wealth of sensitive personal identification information and financial records makes tax records a highly attractive source of data for identity thieves. [read post]
11 Jan 2013, 2:49 pm
™ Solutions Law Press, Inc. [read post]
10 Jan 2013, 1:21 pm
Regulation § 46.4376-2(b)(2) defines plan sponsor to mean the following: The employer for a self-insured health plan established or maintained by a single employer; The employee organization for a self-insured health plan established or maintained by an employee organization; The joint board of trustees for a multiemployer plan within the meaning of Code §414(f)); The committee, in the case of a multiple employer welfare arrangement within the meaning of Section 3(40) of the Employee… [read post]
3 Jan 2013, 12:46 pm
PROTECT and SECURE Health Information. [read post]
27 Nov 2012, 3:10 pm
Solutions Law Press, Inc. will host a one-hour, online HIPAA Update Workshop on the Guidance and other recent regulatory and enforcement developments under HIPAA for covered entities and their business associates on Wednesday, December 12 beginning at Noon Central Time. [read post]
16 Nov 2012, 9:14 am
CCO Investment Services Corp. is a wholly owned subsidiary of Citizens Financial Group, Inc., which is owned by the Royal Bank of Scotland, and in substantial part, operates from kiosks located in traditional retail bank branch offices of Citizens Bank. [read post]
13 Nov 2012, 11:54 am
McWood, 280 F.3d 1078 (6th Cir.andnbsp; 2002); UBS Financial Services Inc. v. [read post]
12 Nov 2012, 12:19 am
Rating Agencies Take Another Hit: In a post last week, I noted the decision of an Australian Court holding S&P liable for ratings of certain complex financial instruments. [read post]
28 Oct 2012, 9:15 pm
The court found that the electing shareholders’ claimed financial inability to acquire the shares “rang hollow” in view of their earlier assurances that their combined net worth was more than sufficient to effectuate the buy out. [read post]
28 Oct 2012, 9:15 pm
The court found that the electing shareholders’ claimed financial inability to acquire the shares “rang hollow” in view of their earlier assurances that their combined net worth was more than sufficient to effectuate the buy out. [read post]
23 Oct 2012, 8:57 am
Inc. [read post]