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7 Nov 2023, 10:00 am
FSMA 2023 repeals retained EU law relating to financial services, which will be replaced with rules set by the financial services regulators, operating within a framework set by government and Parliament. [read post]
5 May 2016, 1:40 pm
Mishkin On April 20, 2016, Congressman Sean Duffy sent a letter to Director Cordray indicating that the House Financial Services Committee is investigating “the examination and possible regulation by the [CFPB] of pre-dispute arbitration agreements in contracts for consumer financial products and services. [read post]
2 May 2019, 8:48 am
In this podcast, we review recent developments dealing with the provision of financial services to the cannabis industry, including state approaches to banking services, the status of hemp legalization, the interplay between federal and state cannabis law, FinCEN guidance on BSA expectations, the status of federal regulatory and enforcement activity, and the status and prospects of proposed federal legislation. [read post]
23 Apr 2010, 10:42 am
The AALS Section on Financial Institutions and Consumer Financial Services is posting a call for papers for the AALS Annual Meeting in San Francisco in January. [read post]
28 Jun 2024, 7:24 am
[Koch and Kruger Brokers CC v The Financial Sector Conduct Authority, the Ombud for Financial Services Providers and the Financial Services Tribunal, High Court of South Africa Gauteng Division case no 48799/19 dated 30 May 2024] [read post]
23 Oct 2020, 11:17 am
Have you suffered losses in your UBS Financial Services account due to misconduct by your broker? [read post]
6 Sep 2018, 7:53 am
HIGHTOWER, UBS FINANCIAL SERVICES INC. and Legacy Asset Securities, INC. [read post]
26 Apr 2008, 10:26 pm
I ran across a blog that did a series examining Primerica Financial Services, a multi-level marketing company that purports to sell financial products. [read post]
11 Mar 2024, 10:22 am
On 11 March 2024, the City of London Corporation published a paper that seeks to give a practical explanation of the Berne Financial Services Agreement which was published last December. [read post]
12 Oct 2020, 6:19 am
Examples of covered financial services transactions include brokerage services, financial management services and security lending services. [read post]
8 Nov 2009, 4:37 am
Premier Asset Management, a wholly-owned subsidiary of Capmark Financial, is the first licensed loan servicer in the Japanese servicing industry and is one of the largest loan servicing companies in Japan specializing in commercial mortgage backed securities (or CMBS). [read post]
29 May 2012, 5:12 am
” Full press release Financial Services Authority, 29th May 2012 Source: www.fsa.gov.uk [read post]
21 Jun 2023, 9:48 pm
The month of May saw a broad range of activities within the financial services industry. [read post]
21 Jul 2022, 8:51 am
The annual report finds that the UK remains a hugely successful financial services centre. [read post]
2 Feb 2021, 7:25 am
The post Did You Invest With Raymond Ferro Of Woodbury Financial Services? [read post]
5 May 2016, 1:00 pm
The Federal Financial Institutions Examination Council (FFIEC) has issued new guidance to its examiners regarding mobile financial services (MFS), which includes mobile banking and mobile payments. [read post]
10 Jan 2017, 6:44 am
On Dec. 28, 2016, the New York State Department of Financial Services (“NYDFS”) issued revisions to its proposed regulation that would impose new, rigorous cybersecurity requirements on banks, consumer lenders, money transmitters, insurance companies and certain other financial service providers (each a “Covered Entity”) regulated by the NYDFS (the “Proposed Regulation”). [read post]
20 May 2022, 1:27 am
The events in Ukraine and the economic sanctions imposed on Russia raise a number of issues that financial services firms will need to consider. [read post]
12 Apr 2021, 7:02 am
Continue Reading › The post SSEK Law Firm Investigates Bankoh Investment Services Brokers Over Northstar Financial Services (Bermuda) Sales appeared first on Investor Lawyers Blog. [read post]
25 Jul 2022, 10:00 pm
As part of our Spotlight series, we spoke with Mike Pierides, the deputy leader of our technology, outsourcing, and commercial transactions team and a co-leader of our digital solutions industry team, on outsourcing in the financial services (FS) sector. [read post]
