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3 May 2013, 8:57 am
Chinese authorities first promulgated the Provisional Measures on Administration of Domestic Securities Investments of Qualified Foreign Institutional Investors in 2002. [read post]
27 Jul 2021, 9:38 am
The post Franklin BSP Realty Trust: Benefit Street Partners to merge with Capstead Mortgage Corp appeared first on The White Law Group. [read post]
22 May 2017, 8:05 am
If you suffered losses investing in First Capital Investment Corp BDC and would like to discuss your litigation options, please call the securities attorneys of The White Law Group at 888.637.5510 for a free consultation. [read post]
19 Oct 2007, 4:01 am
SEC Staff Uploads First Executive Compensation Comment Letter Much sooner than I expected, here is the first comment letter uploaded on EDGAR from Corp Fin's executive compensation review project. [read post]
9 May 2014, 3:50 am
My good friend James Lopez – currently on a second tour in Corp Fin – recently wrote this fascinating article about how the first IPO prospectus in the US looked. [read post]
26 Dec 2007, 11:54 pm
Russ thinks this is a "very good development for companies, investment firms, and the securities bar - and investors too. [read post]
2 Mar 2018, 1:29 pm
The post What You Need to Know About the Delaware B Corporation appeared first on IncNow. [read post]
17 Feb 2020, 8:02 am
The post What You Need to Know About the Delaware B Corporation appeared first on IncNow. [read post]
11 Jun 2018, 5:00 am
The Commission views the issue from the perspective of whether it is going to be material to investors, he said. [read post]
17 Oct 2013, 2:04 pm
Circuit Court of Appeals seeking to overturn a District Court’s ruling that barred the agency from ordering the Securities Investor Protection Corp. [read post]
5 Aug 2019, 9:05 am
Volpe (David John Volpe) Broker Investigation appeared first on The White Law Group. [read post]
15 Feb 2022, 12:23 am
CION Investment Corp. [read post]
24 Jan 2019, 3:06 am
Just like Corp Fin’s shutdown FAQ #5 instructs, the cover page sets the proposed offering price and says: This registration statement shall hereafter become effective in accordance with the provisions of Section 8(a) of the Securities Act of 1933. [read post]
8 Jul 2014, 4:51 am
I continue to read stories that not too many investors use XBRL – and then you see media pieces like this Reuters article entitled “U.S. [read post]
Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Aug 2020, 10:49 am
Even for investors who have not been personally affected by the alleged fraudulent activities, these enforcement actions should serve as a stark warning of the need to be vigilant in protecting their investment portfolios, and the importance of engaging a securities fraud attorney promptly at the first sign that something could be wrong. [read post]
25 Apr 2012, 4:30 am
Challenge Financial Investors Corp., No. 1:11 CV 1597, 2011 WL 5361069 (N.D. [read post]
30 Jul 2012, 6:08 am
While developers and investors were celebrating the boost to the solar energy business when Governor Christie signed S-1925 into law on July 24, 2012, increasing the state’s solar requirements, the off-shore wind sector received a boost when the US Army Corps of Engineers approved the Individual Permit under the Clean Water Act for Fishermen’s Atlantic City Windfarm. [read post]
30 Jul 2012, 6:08 am
While developers and investors were celebrating the boost to the solar energy business when Governor Christie signed S-1925 into law on July 24, 2012, increasing the state’s solar requirements, the off-shore wind sector received a boost when the US Army Corps of Engineers approved the Individual Permit under the Clean Water Act for Fishermen’s Atlantic City Windfarm. [read post]
23 Oct 2015, 3:00 am
Yesterday, Corp Fin released its first Staff Legal Bulletin on shareholder proposals in three years – Staff Legal Bulletin No. 14H. [read post]
