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1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
2 Mar 2021, 6:04 am
Key Points: Mandatory ESG requirements could be an early priority for SEC chair nominee Gary Gensler, with increasing calls from within the SEC to require material ESG risk disclosures. [read post]
11 Jan 2024, 7:19 am
Gary Gensler’s SEC has been trying stem the tide and prevent crypto from becoming more legitimate by denying any form of SEC authorization. [read post]
7 Apr 2022, 4:05 am
Senator Joe Manchin, perhaps not surprisingly, sent a letter to SEC Chair Gary Gensler criticizing the proposed rules as unduly burdensome. [read post]
13 Aug 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
13 Aug 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
31 May 2012, 9:13 pm
According to Commodity Futures Trading Commission Chairman Gary Gensler and Securities and Exchange Commission Chairman Mary Schapiro, the two federal agencies didn’t know that JPMorgan & Chase (JPM) had sustained $2 billion in trading losses until they heard about it through the press in April. [read post]
26 May 2023, 6:30 am
., on Friday, May 19, 2023 Tags: Board of Directors, Executive Compensation, Investment Stewardship, Risk, Shareholder activism, strategy Remarks by Chair Gensler before the Inaugural Conference on Emerging Trends in Asset Management Posted by Gary Gensler, U.S. [read post]
12 May 2023, 6:30 am
Securities and Exchange Commission, on Friday, May 5, 2023 Tags: disclosures, Financial institutions, FPIs, Monetary policy, SEC enforcement, Share Buybacks Statement by Chair Gensler on Share Repurchase Disclosure Modernization Posted by Gary Gensler, U.S. [read post]
12 May 2023, 6:30 am
Securities and Exchange Commission, on Friday, May 5, 2023 Tags: disclosures, Financial institutions, FPIs, Monetary policy, SEC enforcement, Share Buybacks Statement by Chair Gensler on Share Repurchase Disclosure Modernization Posted by Gary Gensler, U.S. [read post]
26 May 2023, 6:30 am
., on Friday, May 19, 2023 Tags: Board of Directors, Executive Compensation, Investment Stewardship, Risk, Shareholder activism, strategy Remarks by Chair Gensler before the Inaugural Conference on Emerging Trends in Asset Management Posted by Gary Gensler, U.S. [read post]
16 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 16, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 9-15, 2022 Speech by Chair Gensler on Kennedy and Crypto Posted by Gary Gensler, U.S. [read post]
10 Dec 2021, 4:59 am
Walker (The Ohio State University), on Friday, December 3, 2021 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC enforcement, Securities enforcement, Securities regulation Statement by Chair Gensler on Holding Foreign Companies Accountable Act Posted by Gary Gensler, U.S. [read post]
2 Dec 2011, 10:32 am
Gensler. [read post]
16 Feb 2011, 5:26 pm
In a bi-partisan letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, key Senators said that it is critical that the commercial end user exemption provided both in Sections 723 and 763 of Dodd-Frank be implemented consistently with Congressional intent, which is that margin requirements should not be applied to the end users of OTC derivatives. [read post]
17 Jun 2021, 6:05 am
Gary Gensler, the new chairman of the U.S. [read post]
27 Dec 2022, 6:30 am
On November 15, 2022 the Securities and Exchange Commission announced the Division of Enforcement’s results for fiscal year 2022,[1] which ended on September 30, and was the first full year for the Division under the leadership of both Chair Gary Gensler and Director of Enforcement Gurbir Grewal. [read post]
27 Dec 2022, 6:30 am
On November 15, 2022 the Securities and Exchange Commission announced the Division of Enforcement’s results for fiscal year 2022,[1] which ended on September 30, and was the first full year for the Division under the leadership of both Chair Gary Gensler and Director of Enforcement Gurbir Grewal. [read post]
2 Aug 2021, 8:00 am
In fact, this past Wednesday, July 28th, SEC Chair Gary Gensler spoke at length on the regulator’s ESG and climate risk disclosure plans as part of a Principles for Responsible Investment (PRI) event. [read post]
9 Mar 2022, 6:10 am
US Securities and Exchange Commission (SEC) Chairman Gary Gensler has ramped up an aggressive regulatory agenda that zeroes in on advisers to private funds. [read post]
