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17 Jun 2022, 6:57 am
Chair Gary Gensler said that index funds have evolved to a degree that an index provider can influence users of the index to buy or sell securities, which raises questions about how the SEC can best protect the public (Request for Comment on Certain Information Providers Acting as Investment Advisers, Release No. [read post]
16 Jun 2022, 9:05 pm
[Editor’s Note: This post is based on a comment letter submitted to the U.S. [read post]
16 Jun 2022, 7:02 am
The post Credit Suisse Makes Human Sacrifice To Appease Gary Gensler appeared first on Above the Law. [read post]
10 Jun 2022, 4:00 am
National/Federal A Broken Redistricting Process Winds Down, with No Repairs in Sight San Juan Daily Star – Michael Wines (New York Times) | Published: 6/6/2022 The once-a-decade process of drawing new boundaries for the nation’s 435 congressional districts is limping toward a close with the nation’s two political parties roughly at parity. [read post]
9 Jun 2022, 9:24 am
Written by Paulette Rodríguez López Edited by Gary J. [read post]
9 Jun 2022, 6:13 am
Standing in the way is market segmentation, including the movement of a majority of retail marketable orders to wholesalers who pay for that order flow. [read post]
5 Jun 2022, 6:00 am
Of course, this phrase is just a name that theorists use, and it has been used in different ways. [read post]
2 Jun 2022, 8:23 am
Wyatt Fore Edited by Gary J. [read post]
2 Jun 2022, 7:29 am
Nicholson is also represented by Gary Udashen of Udashen Anton. [read post]
28 May 2022, 2:25 pm
Gary Potter – Eastern Kentucky University.). [read post]
26 May 2022, 9:03 pm
This statement was issued on May 25, 2022, by Gary Gensler, chairman of the U.S. [read post]
26 May 2022, 1:53 pm
Knobbe, Partner at Freeman Mathis & Gary, LLP and Sarah Abrams, Head of Professional Liability Claims at Bowhead Specialty Underwriters. [read post]
26 May 2022, 7:12 am
Written by Daniel Vitelli Edited by Gary J. [read post]
25 May 2022, 9:07 pm
Gary J. [read post]
25 May 2022, 4:56 am
Also, Gary A. [read post]
25 May 2022, 3:31 am
We’ve been tracking human capital management oversight & disclosure since way back when the Human Capital Management Coalition first petitioned the SEC for rulemaking on this topic. [read post]
20 May 2022, 2:44 pm
By the way, that seniority list will be updated pretty soon — I hear Judge Jackson has a new job lined up. [read post]
20 May 2022, 11:01 am
Khan, joined by Securities and Exchange Commission (SEC) Chair Gary Gensler, made the regular trip to Congress to ask for a bigger budget to support more hires. [read post]
20 May 2022, 4:00 am
Justice Elena Kagan said the court was effectively abetting corruption by allowing donors to contribute to a campaign after an election in a way that benefits the candidate personally. [read post]
19 May 2022, 6:58 am
Written by Daniel Vitelli Edited by Gary J. [read post]