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17 Jun 2022, 6:57 am by John Jascob
Chair Gary Gensler said that index funds have evolved to a degree that an index provider can influence users of the index to buy or sell securities, which raises questions about how the SEC can best protect the public (Request for Comment on Certain Information Providers Acting as Investment Advisers, Release No. [read post]
16 Jun 2022, 7:02 am by Jon Shazar - Dealbreaker
The post Credit Suisse Makes Human Sacrifice To Appease Gary Gensler appeared first on Above the Law. [read post]
10 Jun 2022, 4:00 am by Jim Sedor
National/Federal A Broken Redistricting Process Winds Down, with No Repairs in Sight San Juan Daily Star – Michael Wines (New York Times) | Published: 6/6/2022 The once-a-decade process of drawing new boundaries for the nation’s 435 congressional districts is limping toward a close with the nation’s two political parties roughly at parity. [read post]
9 Jun 2022, 6:13 am by John Jascob
Standing in the way is market segmentation, including the movement of a majority of retail marketable orders to wholesalers who pay for that order flow. [read post]
5 Jun 2022, 6:00 am by Lawrence Solum
Of course, this phrase is just a name that theorists use, and it has been used in different ways. [read post]
26 May 2022, 9:03 pm by Gary Gensler
This statement was issued on May 25, 2022, by Gary Gensler, chairman of the U.S. [read post]
26 May 2022, 1:53 pm by Kevin LaCroix
Knobbe, Partner at Freeman Mathis & Gary, LLP and Sarah Abrams, Head of Professional Liability Claims at Bowhead Specialty Underwriters. [read post]
25 May 2022, 3:31 am by Liz Dunshee
We’ve been tracking human capital management oversight & disclosure since way back when the Human Capital Management Coalition first petitioned the SEC for rulemaking on this topic. [read post]
20 May 2022, 2:44 pm by Aaron L. Nielson
By the way, that seniority list will be updated pretty soon — I hear Judge Jackson has a new job lined up. [read post]
20 May 2022, 11:01 am by Gus Hurwitz
Khan, joined by Securities and Exchange Commission (SEC) Chair Gary Gensler, made the regular trip to Congress to ask for a bigger budget to support more hires. [read post]
20 May 2022, 4:00 am by Jim Sedor
Justice Elena Kagan said the court was effectively abetting corruption by allowing donors to contribute to a campaign after an election in a way that benefits the candidate personally. [read post]