Search for: "Harris & Harris LLC"
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23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial Company… [read post]
23 May 2019, 7:36 am
Cole Financial, Inc Morgan Stanley Donato, Scott Morgan Stanley Flaningan, Joel NYLife Securities LLC Synergy Investment Services LLC Johnson, Anthony Marnelego, Christopher First Standard Financial Company LLC Merriman Capital, Inc Ness, Valerie Norris, Timothy BMO Harris Financial Advisors, Inc HarrisDirect LLC Tudor, Mark Raymond James… [read post]
22 May 2019, 9:01 pm
Marvel Entertainment, LLC four years ago: “an argument that we got something wrong—even a good argument to that effect—cannot by itself justify scrapping settled precedent. [read post]
20 May 2019, 9:11 am
Take Payday Lenders and Arbitration as a Textbook Case: What is the Majority Position on Litigation Waiver and Who Got It Right? [read post]
20 May 2019, 8:00 am
On Dec. 31, 2011, Countryside Care, LLC transferred the nursing home and the operation of it to Symphony Countryside, LLC. [read post]
16 May 2019, 7:55 am
Then there is Harris v. [read post]
14 May 2019, 8:27 am
IN RE BUILD BY OWNER, LLC, Relator. [read post]
11 May 2019, 11:47 am
, citing Velvet Snout, LLC v. [read post]
10 May 2019, 1:07 pm
See Marzo Club, LLC v. [read post]
10 May 2019, 12:59 pm
May 7, 2019) (concluding that the trial court did not err in declaring as a matter of law that Carter cannot force Amegy Bank to arbitrate his dispute with the bank).Affirmed as Modified and Opinion filed May 7, 2019.In TheFourteenth Court of AppealsNO. 14-17-00900-CVSTANWYN JAY CARTER, AppellantV.ZB, NATIONAL ASSOCIATION D/B/A AMEGY BANK, AppelleeOn Appeal from the 55th District CourtHarris County, TexasTrial Court Cause No. 2017-56775O P I N I O NOpinion filed May 7, 2019.Amy Wolfshohl, Jonna… [read post]
10 May 2019, 11:37 am
” The bottom line here is that the Bank prevailed; that the statute of limitations was not expressly gutted, but that Wells Fargo and other banks have been given a green light to work their way around it.Old Harris County Courthouse, now the seat of the First and Fourteenth Courts of Appeals The message to financial institutions is that they are free to require customers to agree to a contractual extension of the otherwise applicable limitations periods as long as the… [read post]
4 May 2019, 12:39 pm
GIVING CREDIT WHERE CREDIT IS DUE Democrat Richard Hightower botches his first National Collegiate Student Loan Trust case after taking office as a member of Houston Court of Appeals Sheila Kirk v. [read post]
30 Apr 2019, 5:19 am
Harris, 401 U.S. 37 (1971); Burford v. [read post]
26 Apr 2019, 5:55 am
Lozinski Posted by Gail Weinstein, Steven Epstein, and Warren S. de Wied, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, April 25, 2019 Tags: Acquisition agreements, Compliance and disclosure interpretation, Controlling shareholders, Delaware cases, Delaware law, Disclosure, Merger litigation, Mergers & acquisitions, MFW, Supreme Court [read post]
24 Apr 2019, 9:46 am
Krock, for Electro Circuits International, LLC and Suresh Parikh, Respondent. [read post]
22 Apr 2019, 9:00 am
Their affiliated ambulance company, Paramedics Plus, LLC (“Paramedics Plus”). [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
19 Apr 2019, 5:33 am
Insurance Agency Guillory, Michael Financial West Group The Shemano Group, Inc Hamm, Brandon Wells Fargo Clearing Services Hartigan, John Entrustpermal Securities LLC Calyon Financial Inc Jones, Marques Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Merlo, Robert Allstate Financial Services Pruco Securities Norris, Timothy BMO Harris Financial Advisors… [read post]
16 Apr 2019, 6:05 am
Medley Capital In FrontFour Capital Group, LLC et al v. [read post]
12 Apr 2019, 8:25 am
Insurance Agency Peter Gomez NYLife Securities LLC New York Life Insurance Co Harris, Dionna Vanguard Marketing Corporation Henry, Omar Cetera Advisors LLC JP Morgan Securities LLC King, Erin Wells Fargo Clearing Services, LLC Wells Fargo Bank Lin, Linda Lossing, Christopher LPL Financial LLC Edward Jones McNeill, Randolph … [read post]
