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25 Apr 2022, 9:01 pm
The action, which garnered a spirited dissent from Commissioner Hester Peirce, offers a few important takeaways for companies hoping to avoid running afoul of Rule 21F-17(a) should an employee share concerns about conduct that potentially violates the securities laws. [read post]
9 Aug 2019, 6:16 am
A Catch 22 for Asset Managers Posted by Jasmin Sethi, Sethi Clarity Advisers LLC, on Friday, August 2, 2019 Tags: Asset management, BlackRock, Diversity, Engagement, Index funds, Institutional Investors, Shareholder voting, SSgA, Transparency, Vanguard Opportunities for Cross Border Cooperation in Regulation of Digital Assets Posted by Hester M. [read post]
21 Oct 2015, 4:12 am
I moderated a panel with Hester on it a few years back at our annual executive pay conference. [read post]
21 Jun 2017, 3:01 am
SEC Commissioner Nominees: Hester Peirce Back in the Mix? [read post]
27 Apr 2012, 1:17 pm
“The past four years have been a dynamic period of strengthening and improvement for the firm,” Hester said. [read post]
30 Nov 2021, 6:42 am
The move had been urged by Senators Elizabeth Warren and Bernie Sanders, although SEC Commissioners Hester Peirce and Elad Roisman, along with some Republican members of Congress, criticized the action.Budget. [read post]
25 Apr 2019, 9:07 am
The Committee replaces the Advisory Committee on Small and Emerging Companies, whose term expired in 2017.Chairman Jay Clayton and Commissioners Robert Jackson, Hester Peirce, and Elad Roisman said, “We are excited to have this important advisory Committee up and running. [read post]
9 Jul 2019, 2:10 pm
”“I appreciate the staff’s collaboration with CFTC staff on this proposal,” said SEC Commissioner Hester Peirce. [read post]
10 Apr 2019, 5:00 am
SEC staff guidance performs a “critical function” by helping market participants navigate the complexity of the federal securities laws, said Commissioner Hester Peirce in remarks at the PLI “SEC Speaks” conference in Washington, D.C. [read post]
18 Jan 2013, 9:32 am
Even if you do not ultimately get tagged as a sex offender (a label which can last for life, like Hester Prynne's Scarlet Letter A), you can still suffer blows to your professional reputation as well as a loss of self-esteem and loss of empathy from close friends and family members. [read post]
11 Mar 2013, 2:58 pm
To that end, you want to do everything possible, legally speaking, to prevent the “sex offender” label from following you around forever, a la the scarlet letter A on Hester Prinne’s chest. [read post]
16 Aug 2021, 7:33 am
Cambridge University Press forthcoming 2021) (Micah Hester and Toby Schonfeld eds.).Resolving Conflicts in Pediatric Palliative Care, in INTERDISCIPLINARY PEDIATRIC PALLIATIVE CARE (Oxford University Press forthcoming 2021) (with others). [read post]
20 Apr 2022, 6:22 am
By Anne Sherry, J.D.In a statement, SEC Commissioner Hester Peirce called out the agency for failing to declare effective a SPAC’s Form S-4 registration statement, tanking its plans to acquire SolarMax Technology. [read post]
20 May 2016, 8:54 am
By Amy Leisinger, J.D.The Senate Banking Committee has voted to approve several executive nominations for a full Senate vote, including Lisa Fairfax and Hester Peirce for the SEC, according to a statement by the committee’s ranking Democrat. [read post]
22 Dec 2017, 9:30 pm
In Atlas Obscura, Jessica Leigh Hester was a very nice report on an exhibit on naturalization at the New-York Historical Society. [read post]
SEC Announces Adam Glazer as Senior Advisor to the Director of the Division of Investment Management
17 Jun 2019, 12:23 pm
Glazer has been counsel to SEC Commissioner Hester M. [read post]
19 Jan 2022, 12:19 pm
I recently blogged about the publication of the second edition of Guidance for Health Care Ethics Committees (Hester & Schonfeld eds. [read post]
10 Sep 2009, 3:22 pm
Because this league also treats returns as an offensive scoring category, hester is okay as my flex starter. [read post]
CLAYTON CRAMER ON HARRY REID’S CAMPAIGN TO END PROSTITUTION IN NEVADA: “Remember when people called…
27 Feb 2011, 5:40 am
What always causes me to shake my head in disbelief is how strongly the Democratic Party imagines Republicans as a bunch of Puritans about to sew scarlet letters on the clothes of today’s Hester Prynnes. [read post]
7 Jan 2019, 6:40 am
In Hester v. [read post]
