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28 Sep 2015, 9:01 pm by Joanna L. Grossman
Applicants who made it to the final round were interviewed and made to perform, in costume, mock customer scenarios. [read post]
11 Aug 2015, 6:27 am by Adam Weinstein
This post continues our investigation into whether or not brokerage firms have a basis to continue to sell non-traded real estate investment trusts (Non-Traded REITs). [read post]
10 Aug 2015, 2:11 pm by WOLFGANG DEMINO
  In one of the first appellate opinions involving issues surrounding the statutory cause of action for barratry, the Dallas Court of Appeals recently reversed a final summary judgment in favor of a lawfirm, its attorneys, and an "investigator" who had procured a high-stakes and high-dollar pipeline explosion tort case for the firm. [read post]
10 Aug 2015, 2:11 pm by Wolfgang Demino
  In one of the first appellate opinions involving issues surrounding the statutory cause of action for barratry, the Dallas Court of Appeals recently reversed a final summary judgment in favor of a lawfirm, its attorneys, and an "investigator" who had procured a high-stakes and high-dollar pipeline explosion tort case for the firm. [read post]
2 Jun 2015, 4:51 pm by Lax & Neville LLP
  However, FINRA alleges that ARI recommended and sold interests in a real estate based private placement called the Bridgeport Oaks Fund directly to retail investors through a separate branch office staffed by independent contractors who were also employed by the issuer of the Bridgeport Oaks Fund. [read post]
26 May 2015, 12:51 pm by D. Daxton White
In addition to the high risks, non-traded REITs, like NorthStar Real Estate Income II often lack liquidity. [read post]
26 May 2015, 11:32 am by Lax & Neville LLP
Specifically, according to FINRA, LPL failed to properly supervise its representative’s sale of non-traditional exchange traded funds (“non-traditional ETFs”), variable annuities, mutual funds, and illiquid or non-exchange-traded real estate investment trusts (“non-traded REITs”). [read post]
29 Jan 2015, 1:31 pm by Matthew R. Arnold, Esq.
Those activities include the right to appear as an advocate in court, to certify documents and transactions, to probate estates, administer oaths, cause the consummation of a transfer of real property and to conduct litigation. [read post]
8 Jan 2015, 6:00 am by Administrator
Each Thursday we present a significant excerpt, usually from a recently published book or journal article. [read post]
6 Jan 2015, 4:14 am by Kevin LaCroix
  The possibility of litigation reform through bylaw revision received a substantial boost in May 2014, when the Delaware Supreme Court in the ATP Tours, Inc. v. [read post]