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3 Jun 2023, 6:18 pm
A Financial Industry Regulatory Authority arbitration panel has held Morgan Stanley and two brokers it hired jointly liable for $333,000 in damages and legal fees based on breach of contract claims tied to their departure from Columbus, Ohio-based Huntington Bank. [read post]
13 Sep 2023, 4:03 am
The complaint alleges that during the class period, the defendants failed to disclose to investors that: “(i) Pac West had understated the impact of interest rate hikes on PWB, a smaller bank with excessive concentration in specific industries; (ii) accordingly, the Company had overstated the stability and/or sustainability of its deposit base; (iii) as a result, Pac West was exceptionally vulnerable to excessive deposit flows and/or a liquidity crisis; and (iv) as a result,… [read post]
6 Nov 2012, 2:08 am
., MumbaiThe Investment Banking (IB) industry has evolved significantly worldwide over the past years and so has the Indian IB industry. [read post]
26 Feb 2017, 7:47 am
There is perhaps no industry that knows this woe better than those in the business of marijuana. [read post]
28 Jul 2014, 10:00 am
The industry is expected to grow tremendously with predicted growth by the end of 2014 reaching $2.3 billion. [read post]
16 Jun 2009, 1:29 pm
But as tectonic shifts reverberate through the banking industry, their overseas rivals are edging into some of the most lucrative corners of American finance. [read post]
25 Nov 2009, 2:30 am
Flowers is circling Britain's weakened banking industry, prepared to swoop down on forced divestments over the next 12 months, according to the U.S. private equity investor's new European and Asia Pacific boss. [read post]
21 May 2008, 4:57 am
But the Franklin Bank Corporation, a small Texas thrift institution that Mr. [read post]
25 Oct 2007, 4:22 am
Mobile banking and payment services software developer mFoundry raised $15 million in a Series C venture capital round led by Motorola Ventures in a deal that attracted partners in a variety of key strategic industries and that is expected to take the company to profitability next year. [read post]
28 Dec 2018, 7:01 am
Still, on the whole it was a very solid year locally for the industry. [read post]
22 Aug 2018, 2:28 pm
Data, BI & Analytics expert Siraj Patel discusses the global financial services and products industry in the context of the urgency for existing business models to adapt and innovate in this time of disintermediation, product un-bundling and marketplaces that offer customer rapidly changing banking options. [read post]
16 Mar 2010, 3:18 pm
The strength and scope of financial regulatory changes being debated around the world appear to be the biggest swing factors in gauging the profitability of the investment banks, according to a new industry research report from Oliver Wyman, a global consulting firm, and Morgan Stanley. [read post]
6 Jan 2013, 12:34 pm
In an amicus brief, the banking industry asked the US Supreme Court to disallow the institution of an SEC enforcement action more than five years after the alleged market timing violation occurred since allowing the penalty action would undermine efficient law enforcement. [read post]
4 Jun 2012, 12:19 pm
Rick Ketchum, the head of the Financial Industry Regulatory Authority, the self-policing body for the securities industry, said Tuesday that the question is "a matter of regulatory concern" for his organization and the Securities and Exchange Commission. [read post]
15 Jul 2009, 8:12 pm
But here goes from the New York Times:What is up with the banks and the rest of the financial industry? [read post]
26 Feb 2013, 9:39 am
The banking industry says it is simply serving customers who have authorized the lenders to withdraw money from their accounts, but the FDIC and the CFPB are taking a close look, by examining banks’ roles in the online loans. [read post]
4 Feb 2011, 7:42 am
- Posted by Janet Phipps Burkhead According to news reports and recent lawsuits, the banking industry may be the new “cottage industry” for lawsuits related to patent marking. [read post]
5 Mar 2010, 4:13 pm
Editor's Note: What is the future of Swiss bank secrecy laws? [read post]
6 Aug 2020, 6:30 am
The Final Rule codifies the FDIC’s prior guidance regarding Section 19 and allows a greater number of persons with criminal histories to work in the banking industry. [read post]
17 Nov 2021, 1:56 pm
NEW YORK — A fierce battle is being waged in Washington over President Biden’s choice to lead a typically low-profile agency that oversees the banking industry. [read post]
