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15 Sep 2007, 8:58 am
I think a lot of these concepts still hold today; but I do not think many firms have realized this full vision. [read post]
27 Apr 2013, 6:53 am
When the industry’s misdeeds were exposed before and during the Leveson Inquiry they failed to report the evidence or distorted it beyond recognition. [read post]
8 Jun 2023, 12:12 pm
Time and Effort: Voting requires time and effort, especially for retail investors who hold shares in multiple companies. [read post]
1 Nov 2010, 5:00 am
The primary materials for this case may be found on the DU Corporate Governance website. [read post]
12 Jan 2023, 4:23 am
Compliance and legal holds: This includes ensuring compliance with legal and regulatory requirements, such as data retention and eDiscovery rules, and placing legal holds on any relevant data or information. [read post]
24 Jun 2009, 6:20 am
Finally, these findings are consistent for an industry and size matched sample of U.S. and non-U.S. firms. [read post]
10 Aug 2021, 5:57 am
One of the major trends in the mutual fund industry is the rising importance of passive investing. [read post]
14 Mar 2017, 4:26 pm
Carnival Corporation's CEO Arnold Donald, Norwegian Cruise Line Holdings CEO Frank Del Rio, MSC Cruises Executive Chairman Pierfrancesco Vago, and Royal Caribbean Cruises CEO Richard Fain all spoke glowingly to an audience of enthusiastic cruise attendees that the cruise lines were enjoying a booming business. [read post]
8 Apr 2011, 10:35 am
Top executives of various broker/dealers that sold private placements in Medical Capital Holdings and Provident Royalties have been fined and sanctioned by the Financial Industry Regulatory Authority (FINRA). [read post]
30 Sep 2012, 11:00 am
Joe Aronds is an Assistant Vice President and Assistant General Counsel at Hartz Mountain Industries, Inc. in New Jersey, President of the New Jersey Corporate Counsel Association, and writer and illustrator of a monthly law-related cartoon, Overruled! [read post]
20 May 2024, 4:00 am
But the industry group’s main issue with the proposed legislation is that there is no need to rush a law through without full analysis and debate.The basis for the holding in West Palm Beach Firefighters’ Pension Fund v. [read post]
12 Jul 2016, 9:12 am
A variety of different industry groups and associations had filed amicus briefs on the DeCosters’ behalf. [read post]
3 Aug 2007, 10:35 am
July 2, 2007), and Brinker Restaurant Corporation et al. v. [read post]
9 Mar 2011, 2:00 am
The witness list includes the Commissioners of the Departments of Corporations, Financial Institutions, and Real Estate. [read post]
2 Jul 2013, 6:08 am
An investor may hold a diversified portfolio of stocks in different kinds of public corporations, but that portfolio would not necessarily be legally diversified. [read post]
12 Nov 2021, 11:55 am
But now a major legal theory, one with real promise for holding accountable the pharmaceutical industry for this crisis, may be dead. [read post]
5 Oct 2009, 1:48 pm
On Sept. 14, 2006, a National Association of Securities Dealers arbitration panel (now the Financial Industry Regulatory Authority) fined Securities America $2.5 million for failing to adequately supervise one of its brokers, David L. [read post]
Health-Care Data Analysis Patent Satisfies “Financial Product or Service” Requirement for CBM Review
14 Sep 2015, 7:12 am
We have considered Patent Owner’s contention, but hold that AIA § 18(d)(1) does not require that the claimed invention particularly target the financial industry as argued by Patent Owner. . . . [read post]
3 May 2022, 1:55 am
—the U.S. exported $151 billion worth of goods to China and imported $506 billion in goods from China.[2] The large trade deficit is offset by significant Chinese investment in the U.S., usually in the form of security holdings. [read post]
7 Oct 2016, 2:40 pm
Speaking to voluntary corporate greenhouse gas (GHG) regulatory programs and the challenges for their implementation within supply chains, with respect to their structuring as freestanding programs or as part of corporate sustainability programs, and the lack of data on corporate regulatory programs sufficient to consider strategies more effectively. [read post]
