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10 Jul 2015, 6:00 am
Answer #5 All EB-5 investors must invest in a new commercial enterprise, which is a commercial enterprise: • Established after Nov. 29, 1990, or • Established on or before Nov. 29, 1990, that is: 1. [read post]
20 Feb 2019, 8:07 am
Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes. [read post]
26 Aug 2014, 2:10 pm
Instead, the Court adopted a new “clear test,” holding that Section 10(b) applies only to claims based on: (1) “transactions in securities listed on domestic exchanges” or (2) “domestic transactions in other securities. [read post]
14 Jul 2021, 7:23 am
The deadline for the submission of the standards was 1 June 2021 and certain provisions are due to apply from 1 January 2022. [read post]
8 Jun 2022, 9:01 pm
It also added odd-lot information to core market data.[10] Under the transition schedule, the implementation of the new round lots could be several years away. [read post]
2 Mar 2009, 12:20 am
Let's say you have 10 foreign investors and 10 domestic investors (all in "like circumstances"). [read post]
1 Mar 2014, 8:31 am
Kramer, Russia Creates a $32 Billion Sovereign Wealth Fund, The New York Times, Feb. 1, 2008). [read post]
6 Aug 2010, 9:45 am
Sam Antar Does by Caleb Newquist Disclosure: I am a convicted felon and a former CPA. [read post]
19 May 2017, 3:00 am
1) Simplify, Simplify, Simplify Is there a reason for holding 10 separate mutual funds? [read post]
19 May 2017, 3:00 am
1) Simplify, Simplify, Simplify Is there a reason for holding 10 separate mutual funds? [read post]
19 Apr 2022, 4:14 pm
§ 78u-4(b)(1). [read post]
20 Apr 2010, 5:00 am
Investors in 3(c)(1) fund need only be accredited investors, but investors in a 3(c)(7) fund must be “qualified purchasers. [read post]
8 Jan 2012, 12:56 pm
He does not own the corporation. [read post]
20 Jul 2023, 2:09 am
Though you may be receiving cash flow, you won’t have access to any proceeds until the asset is sold, and the program concludes, which could involve a span of 7-10 years or more. [read post]
23 Feb 2021, 2:42 pm
Feb.10, 2021). [read post]
1 Mar 2016, 7:20 am
The Trouble with the TPP is that it does not come close to meeting the standard that the Canadian government itself has now set for resolving investor disputes. [read post]
5 Dec 2014, 5:00 am
Question #10 – H1B Nonimmigrant Work Visa I am here in the U [read post]
29 May 2017, 3:00 am
First, let’s look at the IRS FAQ on §72(t): An additional 10% tax applies to early distributions (before the participant reaches age 59½) from a retirement plan or IRA under Code §72(t)(1). [read post]
29 May 2017, 3:00 am
First, let’s look at the IRS FAQ on §72(t): An additional 10% tax applies to early distributions (before the participant reaches age 59½) from a retirement plan or IRA under Code §72(t)(1). [read post]
31 Aug 2009, 8:54 am
As expected, the FDIC reduced the Tier 1 capital leverage ratio proposed for private equity investors investing in failed banks from 15% Tier 1 to 10% Tier 1 (but only common equity) to total assets. [read post]