Search for: "In re: Clayton"
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15 Jun 2017, 3:00 am
Yesterday, a member posted a query in our “Q&A Forum” asking us to re-run our “Regulation FD Survey. [read post]
23 May 2017, 12:40 pm
In summarizing what happened, we’re experimenting with a new format. [read post]
18 May 2017, 5:22 am
“I don’t think a lawyer can make a straight-faced argument that it’s constitutional,” said Clayton-based attorney Matt Fry, who is suing the state on behalf of D.G. and has many other plaintiffs in the wings. [read post]
9 May 2017, 11:41 am
As the new Chairman takes office, here are a few things we’re keeping an eye on: Will Chairman Clayton take a position on the recently introduced bipartisan bill that would increase civil monetary penalties in SEC enforcement actions? [read post]
5 May 2017, 6:00 am
Clayton at Sullivan & Cromwell LLP. [read post]
4 May 2017, 9:30 pm
Senate confirmed Jay Clayton—a lawyer with decades of experience representing Wall Street banks—to head the U.S. [read post]
2 May 2017, 9:48 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.FINRA Firms & Brokers, Fined & SanctionedBeaconsfield Financial Services, Inc. [read post]
1 May 2017, 5:00 am
This is inspired in part by a heuristic framework supplied in late 1990s (1997) by Professor Clayton Christensen at Harvard Business School and his widely-circulated management text, The Innovator’s Dilemma.[3] The Innovator’s Dilemma frames a problem: a successful firm in an established industry is threatened by lower end competition to its market position. [read post]
26 Apr 2017, 12:54 pm
Beyond this, the actual penalties for white collar crimes aren’t changing, and they’re incredibly severe. [read post]
26 Apr 2017, 3:15 am
Aides to Jay Clayton, Mr. [read post]
3 Apr 2017, 3:14 pm
Navy Lieutenant Commander Clayton Trivett, Jr. speaks for the government, and says that if the government gives over information about blueprints, “the security folks . . . start thinking about motorcycles and tunnels. [read post]
24 Mar 2017, 3:00 am
As Broc blogged earlier this month, President Obama’s 2 nominees are unlikely to be re-nominated, and that could leave the SEC with only 3 commissioners for an indefinite period. [read post]
22 Mar 2017, 8:14 am
Embassy in Panama, located at Building 783, Demetrio Basilio Lakas Avenue Clayton, Panama, at +507-317-5030, 8:00 a.m. to 5:30 p.m. [read post]
22 Mar 2017, 5:00 am
Debra Clayton and Loyd’s pregnant ex-girlfriend Sade Dixon. [read post]
13 Mar 2017, 12:40 pm
Border searches by US or Cdn agents is of increasing concern to lawyers who have privileged data on digital devices https://t.co/VaOucBnmou — Clayton Rice, Q.C. [read post]
8 Mar 2017, 8:36 am
“Hopefully, we’re the ones to beat,” she said. [read post]
25 Feb 2017, 5:27 am
Withhold your trust until you know who you're dealing with. [read post]
1 Feb 2017, 8:44 am
By any rational measure, Clayton Lockett's death was much more cruel than what he would have faced in front of a firing squad. [read post]
19 Jan 2017, 11:17 am
He now faces 20 years as an ex-felon attempting to re-enter the country. [read post]
17 Jan 2017, 4:19 pm
The SEC is the primary regulatory body charged with the enforcement of the U.S. securities laws. [read post]
