Search for: "International Traders"
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12 Dec 2006, 9:48 pm
Come to think of it, those traders were better off buying lunar deeds from Dennis Hope.) [read post]
31 Jul 2013, 6:16 am
References: SEC Charges Two Traders in Spain With Insider Trading Ahead of BHP Acquisition Bid SEC complaint against Cedric Canas Maillard and Julio Marin Ugedo (.pdf) [read post]
20 Oct 2009, 3:00 am
The process for becoming such a global trader is remarkably easy. [read post]
10 May 2019, 7:52 am
-based traders who were indicted for conspiring to manipulate the Eurodollar foreign exchange market and the appellate reversal of the trial convictions of two traders found guilty of manipulating their LIBOR submissions. [read post]
15 Jan 2019, 9:30 pm
There were several institutional mechanisms, such as a strong preference for mediation and arbitration in conflicts between individuals, as well as a mediation strategy for internal conflicts between towns. [read post]
22 Jul 2013, 4:29 am
(b) the trader also has the combined mark comprising [the figurative element] and [the] word mark registered as a Community trade mark? [read post]
8 Dec 2014, 1:07 am
The consequences of overlap can be severe for traders and inconvenient for their professional representatives. [read post]
18 Mar 2016, 2:17 pm
Like FIA, the International Swaps and Derivatives Association considers some of the rule's definitions to be too rigid. [read post]
28 Sep 2017, 7:17 am
This means the company must work to fix the flaws in its compliance and internal controls programs that allowed the misconduct in the first place. [read post]
22 Dec 2015, 8:55 am
The brokerage firm, SG Americas, agreed to pay more than $1 million to settle the SEC’s charges.An SEC investigation found that while managing accounts that needed to liquidate certain positions, Sheila Huang arranged sales of mortgage-backed securities to SG Americas trader Yimin Ge at predetermined prices that would enable her to buy back the positions at a small markup into other accounts advised by Morgan Stanley. [read post]
28 Feb 2012, 7:46 am
Marcus said the rules would only affect the biggest traders. [read post]
29 Nov 2009, 2:52 pm
” Of course, the tension between international trade and human rights that existed then still exists today. [read post]
28 Feb 2012, 2:50 pm
“… the ACCC gives enforcement priority to matters that demonstrate one or more of the following factors: • conduct of signifi cant public interest or concern • conduct resulting in a substantial consumer (including small business) detriment • anticompetitive conduct involving cartel behaviour or misuse of market power • unconscionable conduct, particularly involving large national companies or traders • conduct demonstrating a blatant disregard for the… [read post]
3 Jul 2012, 6:33 pm
As the LIBOR and the EURIBOR are benchmark reference rates that indicate the interest rate that banks charge when lending to each other and are used in the operation of both UK and international financial markets the findings of misconduct have had major implications. [read post]
12 Apr 2013, 5:00 am
The question then is how do you measure the internal perception of your company’s tone at the top? [read post]
22 Mar 2009, 10:16 am
The SEC says that from 2002 to 2004, a number of Merrill Lynch brokers at three branch offices let day traders, who did not work for the company, hear customers' unexecuted orders as they were being broadcast over the internal intercom systems. [read post]
14 Aug 2008, 6:33 pm
International Securities Exchange, LLC NASDAQ Stock Market, LLC National Stock Exchange, Inc. [read post]
12 Apr 2013, 5:00 am
The question then is how do you measure the internal perception of your company’s tone at the top? [read post]
25 Oct 2019, 6:37 am
Sloan Colt Professor of Banking and International Finance at Columbia Business School; and Gabriel Rauterberg is Assistant Professor of Law at the University of Michigan Law School. [read post]
21 May 2012, 6:32 am
Where is the self-regulation of the court if they cannot create a simple internal procedure to prepare a single list? [read post]
