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16 Jul 2021, 4:12 am by Andrew Lavoott Bluestone
Concur—Manzanet-Daniels, J.P., Mazzarelli, Mendez, Shulman, JJ. [read post]
7 Jul 2021, 1:40 pm by Silver Law Group
According to FINRA Disciplinary actions for June 2021, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Nathaniel Eklund   J.P. [read post]
18 Jun 2021, 3:04 am by Andrew Lavoott Bluestone
“In assessing the adequacy of a complaint under CPLR 3211 (a) (7), the court must give the pleading a liberal construction, accept the facts alleged in the complaint to be true and afford the plaintiff ‘the benefit of every possible favorable inference’ ” (J.P. [read post]
28 May 2021, 1:27 pm by Silver Law Group
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS   Samantha Beasley   Wells Fargo Clearing Services, LLC   Annie Boghossian   J.P. [read post]
13 May 2021, 1:58 pm by Silver Law Group
Other U.S. brokerages that sold Northstar products and are now susceptible to potential liability include Bankoh Investment Services; J.P. [read post]
29 Apr 2021, 3:12 am
T.B. was driving, J.D. was in the front passenger seat, and Powell, J.P., and Langlois were in the back seat. [read post]
26 Apr 2021, 11:50 am by Shepherd Smith Edwards & Kantas, LLP
Now, the claimants are alleging the following:  Continue Reading › The post Retirees Seek Up to $500K in Northstar Financial Services (Bermuda) Claim Against J.P. [read post]