Search for: "Julie Hedges"
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10 Nov 2017, 7:57 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
27 Oct 2017, 8:00 am
”It can also be revealed the company at the heart of the £80m waste project was managed by a former director of a £400m collapsed hedge fund – Heather Capital.John C Bourbon, a boss of Premier Group (Isle of Man) Ltd, (now in liquidation) which managed and promoted the New Earth Recycling & Renewables (NERR) fund (also bust) recently scored a spectacular success in the Manx High Court. [read post]
27 Oct 2017, 2:16 am
SEC Action Against Hedge Fund Adviser. [read post]
25 Oct 2017, 11:40 am
Interest in the Magnitisky Act resurfaced in recent weeks following revelations in July 2017 that Donald Trump Jr. met with a Russian attorney, Natalia Veselnitskaya, during the elder Trump’s campaign. [read post]
24 Oct 2017, 5:35 am
FINRA found that between July 1, 2010, and May 1. 2012, “certain Wells Fargo reps recommended volatility-linked ETFs and ETNs without fully understanding their risks and features. [read post]
16 Oct 2017, 10:54 am
Some Wells brokers mistakenly believed the ETPs could be used as long-term hedges against a market downturn, FINRA said. [read post]
11 Oct 2017, 5:41 pm
Indeed, one recent article about appraisal litigation states that in recent years a “cottage industry of ‘appraisal arbitrage’” has developed, “in which hedge funds purchase shares in hoped of securing a higher price for those shares through appraisal. [read post]
11 Oct 2017, 5:41 pm
Indeed, one recent article about appraisal litigation states that in recent years a “cottage industry of ‘appraisal arbitrage’” has developed, “in which hedge funds purchase shares in hoped of securing a higher price for those shares through appraisal. [read post]
1 Sep 2017, 8:28 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
29 Aug 2017, 7:27 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
23 Aug 2017, 10:28 am
The amendments will become effective July 31, 2017. [read post]
19 Aug 2017, 3:20 am
I chose universities that would let me hedge my bets and continue as many of my A level subjects as possible. [read post]
18 Aug 2017, 6:20 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
14 Aug 2017, 4:17 pm
Mr Mionis appealed, and on 31 July 2017 the Court of Appeal – Lady Justice Gloster, Lady Justice Sharp and Lord Justice Lindblom – overturned that decision, and granted the order he sought. [read post]
8 Aug 2017, 7:44 am
Quantum Vitol’s primary claim for hedging losses sought to compare the price at which they sold gasoil futures with the average price for gasoil in July 2016, amounting to US$651,240. [read post]
4 Aug 2017, 6:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, August 4, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 28–August 2, 2017. [read post]
4 Aug 2017, 5:55 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
3 Aug 2017, 12:13 pm
On July 21, HBO (represented by Williams & Connelly) filed an excellent brief opposing the TRO request. [read post]
31 Jul 2017, 1:13 pm
For example, in May and July 2011, five of the registered representative’s customers requested $2.5 million in wire transfers from their accounts to fund their investments in the hedge fund. [read post]
31 Jul 2017, 12:25 pm
On July 24, 2017, the Federal Reserve Board “announced guidelines for banking entities seeking an extension to conform certain ‘seeding’ investments in hedge funds or private equity funds (‘covered funds‘) to the requirements of … the Volcker Rule. [read post]
