Search for: "MARY SCHAPIRO"
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18 Mar 2012, 11:03 am
SEC Chairman Mary Schapiro, testifying before a House Appropriations subcommittee, said the commission is “very carefully reviewing” the comment letters received in response to the rulemaking, “and rethinking how we should approach the statutory requirement. [read post]
3 Dec 2012, 8:48 am
Let’s face it: Mary Schapiro did a lousy job as head of the SEC. [read post]
15 Jul 2011, 11:38 am
Last month, Senator Rockefeller and four other Democratic senators wrote a letter to SEC Chairman Mary Schapiro, urging the agency to issue guidance on disclosure of data- security risk, including "material network breaches," attacks that may result in the theft of intellectual property or trade secrets. [read post]
8 Sep 2010, 9:45 am
While SEC Chairman Mary Schapiro outlined the the rule's benefits, SEC Commissioner Troy A. [read post]
15 Jul 2011, 10:38 am
Last month, Senator Rockefeller and four other Democratic senators wrote a letter to SEC Chairman Mary Schapiro, urging the agency to issue guidance on disclosure of data- security risk, including “material network breaches,” attacks that may result in the theft of intellectual property or trade secrets. [read post]
3 Feb 2011, 8:02 am
As an added bonus we will be live streaming SEC Chairman Mary Schapiro’s remarks right here on the Securities Law Practice Center at 9:15am on Friday!! [read post]
18 Sep 2009, 8:45 am
According to SEC Chairman Mary Schapiro, flash orders "provide a momentary head-start in the trading arena that can produce inequities in the markets and create disincentives to display quotes. [read post]
15 Jul 2011, 11:38 am
Last month, Senator Rockefeller and four other Democratic senators wrote a letter to SEC Chairman Mary Schapiro, urging the agency to issue guidance on disclosure of data- security risk, including "material network breaches," attacks that may result in the theft of intellectual property or trade secrets. [read post]
2 Oct 2009, 9:21 am
In SEC Chairman Mary L. [read post]
2 Feb 2010, 5:00 am
Chairman Mary Schapiro pointed out in her speech that the SEC is not commenting or opining on the issue of climate change; rather the guidance is intend to "provide clarity and enhance consistency" to help companies decide what does and does not need to be disclosed. [read post]
2 Feb 2010, 5:00 am
Chairman Mary Schapiro pointed out in her speech that the SEC is not commenting or opining on the issue of climate change; rather the guidance is intend to "provide clarity and enhance consistency" to help companies decide what does and does not need to be disclosed. [read post]
8 May 2012, 9:42 am
The SEC’s current proposal, led by Chairman Mary Schapiro, would limit investors’ ability to sell all their funds immediately and change how the funds are priced. [read post]
16 Mar 2012, 7:17 am
SEC Chair Schapiro Urges Senate to Include Additional Investor Protections in House-Passed JOBS Act in Jim Hamilton’s World of Securities Regulation In a letter to Senate Banking Committee Chair Tim Johnson (D-SD)and Ranking Member Richard Shelby (R-AL), Sec Chair Mary Schapiro said that the Jumpstart Our Business Startups (JOBS) Act, HR 3606, passed by the House would weaken investor protections by, for example, exempting emerging growth companies from the internal… [read post]
1 Jul 2009, 9:49 am
" While noting the concerns raised by issuers and the commissioners who urged delay of the rule change, SEC chair Mary Schapiro recalled that the rule was first drafted three years ago by a NYSE proxy working group with a "widely diverse" membership. [read post]
28 Jan 2010, 2:57 pm
Nothing that the Commission does today should be construed as weighing in on those topics," said SEC Chairman Mary Schapiro. [read post]
21 May 2013, 6:28 am
Thus, as an independent agency, the SEC is not clearly required to follow Executive Orders No. 13563 and 13579, but former SEC Chairman Mary Schapiro indicated that the Commission would abide by the Executive Orders and in Senate confirmation hearings testimony SEC Chair–Designate Mary Jo White acknowledged that the SEC should seek to assess the economic impacts of its contemplated rulemaking. [read post]
30 Nov 2012, 2:45 pm
Outgoing SEC Chairman Mary Schapiro said that the Commission’s whistleblower program has proven valuable in uncovering financial fraud. [read post]
30 Nov 2012, 2:45 pm
Outgoing SEC Chairman Mary Schapiro said that the Commission’s whistleblower program has proven valuable in uncovering financial fraud. [read post]
22 Feb 2023, 3:25 am
The panelists will include Former SEC Chairs Jay Clayton, Mary Schapiro and Mary Jo White, Pamela Gibbs, the Director of the Office of Minority and Women Inclusion and my Morrison Foerster colleague Haima Marlier, who serves as a trustee of the SEC Historical Society. [read post]
1 Nov 2016, 6:04 am
Since its founding, the forum has attracted posts from more than 3,500 individuals, including such prominent contributors as SEC Chairs Mary Jo White and Mary Schapiro, Circuit Court Judge Richard Posner ’62, and Goldman Sachs CEO Lloyd Blankfein ’78. [read post]
