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21 Oct 2011, 5:00 am
The claim alleged that Defendants misrepresented and omitted material facts related to the transfer of trust assets into mutual funds. [read post]
4 Feb 2014, 8:07 am
We already have a state government bank, the Bank of North Dakota, and a government bank can be thought of as a mutual for the entire country. [read post]
23 Jul 2012, 11:41 am
In place of these safeguards, money launderers within banks use shell corporations and code names, funds are moved through concentration accounts, the funds are invested in legitimate businesses and investment vehicles including bonds and mutual funds. [read post]
9 Sep 2010, 7:55 pm
The Plaintiff was Hudson & Keyse, LLC (a debt buyer and debt collector) who claimed to have been assigned the debt by Washington Mutual Bank. [read post]
5 Jun 2015, 3:16 pm
June 30, 2015 – A U.S. person with a financial interest in or signature authority over a foreign bank, securities (including brokerage account, margin account, mutual fund, trust) or other financial account in another country that has an aggregate value exceeding $10,000 at any time during the 2014 calendar year must file FinCEN Report 114 by this date. [read post]
14 Jan 2021, 12:11 pm
In August, BlackRock received official approval from the Chinese government to set up a mutual fund business in Shanghai. [read post]
23 Sep 2009, 10:23 am
Beginning in 1996, with Regions Bank's assistance, USPT allegedly defrauded approximately 14,000 primarily Latin American investors by charging exorbitant, undisclosed commissions and fees in connection with the sale of mutual funds from well-known U.S. fund companies. [read post]
23 Mar 2021, 10:04 am
As Umtshingo had no right to the money, the Bank could not claim set-off as there was no mutual indebtedness. [read post]
12 Jan 2012, 10:42 am
Morgan Chase Bank, Washington Mutual Bank, and Suntrust Mortgage, Inc, said Steven M. [read post]
12 Jan 2012, 10:42 am
Morgan Chase Bank, Washington Mutual Bank, and Suntrust Mortgage, Inc, said Steven M. [read post]
19 Mar 2019, 6:36 am
The following post is based on Commissioner Roisman’s recent remarks at the ICI Mutual Funds and Investment Management Conference, available here. [read post]
19 Jan 2012, 11:34 am
Securities and banking trade groups have responded to a Department of Labor request for assistance in developing an expanded regulatory impact analysis of a proposed change to the DOL’s long-standing definition of fiduciary. [read post]
12 Dec 2013, 2:13 pm
On the heels of a $13 billion dollar settlement relating to mortgage backed securities (including conduct engaged in Bank of America and Washington Mutual employees), Dimon seems poised to agree to either a $1 or $2 Billion Deferred Prosecution Agreement (DPA) with the Department of Justice. [read post]
21 Mar 2018, 10:10 am
As of February 2018, the FATF and FATF-style regional bodies have conducted mutual evaluations of 44 jurisdictions. [read post]
15 Feb 2008, 9:17 am
A search on Washington Mutual's web site yielded no results. [read post]
20 Nov 2008, 3:40 am
While privately-held banks (other than Subchapter S and mutuals) scramble to sort out the CPP and decide, in short order, "to be or not to be" in bed with Uncle Sam, other participants in the mortgage market continue to prey on consumers. [read post]
10 Sep 2012, 7:50 am
On September 4, 2012, named plaintiffs Doral Bank of Puerto Rico, Policeman’s Annuity Benefit Fund of the City of Chicago and Boilermakers National Annuity Trust moved for approval of a $26 million settlement with Washington Mutual in an action for alleged violations of Sections 11, 12, and 15 of the Securities Act. [read post]
20 Jan 2012, 8:24 am
Investors have pulled over $400 billion out of equity mutual funds since 2008, resulting assets of some of those funds being cut in half. [read post]
1 Sep 2010, 10:06 am
An IRA can be created at a bank, a brokerage firm, or a mutual fund company. [read post]
11 Apr 2011, 10:03 am
For example, the US authorities bailed out mutual funds during the crisis despite the fact that these had been created in part to avoid restrictions around retail deposit-taking.The Commission is considering forms of retail ring-fencing under which retail banking operations would be carried out by a separate subsidiary within a wider group. [read post]
