Search for: "Matter of NMS" Results 381 - 400 of 410
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2 Mar 2012, 4:26 pm by Ailyn Cabico
Written by: Ildiko Duckor and Peter Chess In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers. [read post]
28 Mar 2023, 9:01 pm by renholding
” Covered entities include: Registered brokers or dealers that (a) maintain custody of cash and securities for customers or other broker-dealers; (b) introduce customer accounts to another broker or dealer that maintains cash and securities; (c) have regulatory capital equal to or exceeding $50 million; (d) have total assets equal to or exceeding $1 billion; (e) are market makers under the Exchange Act, its rules, or the rules of an SRO of which the broker or dealer is a member; or (f)… [read post]
28 Jul 2023, 4:00 am by Jim Sedor
Among the matters cited in the mem: a panel about book bans, and two events featuring queer, trans, and nonbinary writers. [read post]
8 Oct 2021, 4:00 am by Jim Sedor
At stake are how easy it is to vote, who controls the electoral system and, some Democrats worry, whether the results of federal, state, and local elections will be accepted no matter which party wins. [read post]
22 Mar 2024, 4:00 am by Jim Sedor
National/Federal Supreme Court Rules Public Officials Can Sometimes Be Sued for Blocking Critics on Social Media Associated Press News – Mark Sherman | Published: 3/14/2024 A unanimous Supreme Court ruled public officials can sometimes be sued for blocking their critics on social media. [read post]
20 Nov 2018, 6:26 am by Andrew Appel
Almost all the experts agree that vote-by-mail seriously compromises the secret ballot, and that it still matters whether we have coercion-resistant secret balloting. [read post]
17 Jun 2022, 4:00 am by Jim Sedor
No matter what detailed corroboration they provided, advisers testified Trump responded with derision, ultimately pushing those aides aside in favor of the fringe lawyers willing to echo the false allegations. [read post]
3 Mar 2023, 3:00 am by Jim Sedor
National/Federal Indian Americans Rapidly Climbing Political Ranks DNyuz – Maggie Astor and Jill Cowan (New York Times) | Published: 2/27/2023 Despite being one of the largest immigrant groups in the U.S., Americans of Indian descent in 20123 were barely represented in politics. [read post]
23 Dec 2023, 7:16 pm by admin
Others have gone down this dubious path before, but these authors’ embrace of the plaintiffs’ expert witnesses’ opinion in Bendectin litigation reveals the insubstantiality and the invalidity of their method.[18] As Professor Ronald Allen put the matter: “Given the weight of evidence in favor of Bendectin’s safety, it seems peculiar to argue for mosaic evidence [WOE] from a case in which it would have plainly been misleading. [read post]
25 Feb 2022, 3:00 am by Jim Sedor
Ferriero said the agency had been in touch with the Justice Department over the matter. [read post]
24 Jan 2020, 3:00 am by Jim Sedor
K Street Firms Post Big Earnings Gains for 2019 Roll Call – Kate Ackley | Published: 1/21/2020 K Street’s top-tier firms posted sizable gains last year, fueled by technology, pharmaceutical, and big-business interests concerned with such policy matters as trade, health care, taxation, and government spending. [read post]
25 Jan 2012, 1:26 pm by WIMS
Jan 25: President Obama delivered his State of the Union address and covered a wide-ranging agenda of topics including, of particular importance to the WIMS readers, Washington, DC gridlock, energy, infrastructure and regulatory reform. [read post]
15 Apr 2009, 4:44 am
As far as we know, in 18 years no other Colorado court has followed Cook as a matter of state law.ConnecticutConnecticut allows injury-free medical monitoring only in workers compensation. [read post]
7 Oct 2022, 4:00 am by Jim Sedor
” Trump Asks Supreme Court to Intervene in Mar-a-Lago Search Case MSN – Devlin Barrett and Robert Barnes (Washington Post) | Published: 10/4/2022 Former President Trump’s lawyers asked the Supreme Court to intervene in the Mar-a-Lago documents-seizure case, saying the special master appointed in the matter should be allowed to review the classified papers. [read post]
18 Nov 2022, 3:00 am by Jim Sedor
National/Federal Conservative Group Pressing States to Adopt Laws Protecting Companies from ‘Political Boycotts’: Report Yahoo News – Jared Gans (The Hill) | Published: 11/11/2022 A conservative group is planning to push state lawmakers across the country to adopt legislation to shield American companies from “political boycotts. [read post]
1 May 2012, 1:17 pm by WIMS
          (click to access) Be A Corporate Sponsor   Please Visit Our Corporate Sponsors             3 Blogs Selected … [read post]
23 Oct 2020, 3:00 am by Jim Sedor
National/Federal Back from the Supreme Court, House Pushes DC Circuit for Trump Financials Courthouse News Service – Megan Mineiro | Published: 10/20/2020 A three-judge panel on the District of Columbia Circuit Court of Appeals indicated there is little need for a swift ruling in the legal battle over access to President Trump’s financial records The panel previously upheld the subpoena brought by the House but considered the case for the second time after the U.S. [read post]
7 Apr 2020, 3:00 am by Kevin Kaufman
All these details will matter now that the longest period of economic expansion in U.S history has given way to a sharp, pandemic-linked economic contraction. [read post]