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6 Sep 2021, 5:27 am
Defendant Wells Fargo Clearing Services moved for dismissal of counts nine and ten of plaintiff's complaint, asserting claims against defendant for negligence and violation of the New Jersey Uniform Fiduciaries Law. [read post]
4 Sep 2021, 7:45 am
FINRA has barred former Merrill Lynch broker Scott Madison from the securities industry, after he failed to provide information and documents requested by FINRA in connection with its investigation into the circumstances of his termination from Merrill Lynch. [read post]
24 Holland & Hart Lawyers Recognized by 2022 Best Lawyers in America and Best Lawyers: Ones to Watch
2 Sep 2021, 10:04 am
., and eight lawyers included in the 2022 Best Lawyers: Ones To Watch list: Alex Grande, Labor and Employment Law – Management, Best Lawyers: Ones To Watch Brad Cave, Employment Law – Management; Labor Law – Management Brian Mumaugh, Employment Law – Management; Labor Law – Management Brianne McClafferty, Litigation – Labor and Employment, Best Lawyers: Ones To Watch Brit Merrill, Litigation – Labor and Employment; Labor and Employment Law –… [read post]
30 Aug 2021, 5:35 am
As summer began, one of my colleagues introduced readers of this blog to Tom Merrill’s and my new book, Lakefront: Public Trust and Private Rights in Chicago (Cornell University Press 2021). [read post]
25 Aug 2021, 11:31 am
Merrill Lynch Asset Management's Fiduciary Standard to Socially Responsible Investment Funds, 53 Colum. [read post]
23 Aug 2021, 7:02 pm
Rick Merrill, founder and CEO of Gavelytics. commented on the API’s in the press release. [read post]
23 Aug 2021, 1:08 pm
If you experienced investment losses as a customer of Ianace at Merrill Lynch or Wells Fargo, you may have a claim in FINRA Arbitration to recover your losses. [read post]
19 Aug 2021, 6:31 am
The following post is by Joseph Kearney (Dean, Marquette) and Thomas Merrill (Columbia). [read post]
16 Aug 2021, 9:44 am
Merrill v. [read post]
16 Aug 2021, 6:31 am
The following post is by Joseph Kearney (Dean, Marquette) and Thomas Merrill (Columbia). [read post]
13 Aug 2021, 6:31 am
The following post is by Joseph Kearney (Dean, Marquette) and Thomas Merrill (Columbia). [read post]
9 Aug 2021, 9:48 am
Morgan Securities, and Merrill Lynch appeared first on Investor Lawyers Blog. [read post]
9 Aug 2021, 6:31 am
The following post is by Joseph Kearney (Dean, Marquette) and Thomas Merrill (Columbia). [read post]
5 Aug 2021, 7:21 am
The following post is by Joseph Kearney (Dean, Marquette) and Thomas Merrill (Columbia). [read post]
4 Aug 2021, 9:31 am
We are pleased to welcome Joseph Kearney (Dean, Marquette) and Thomas Merrill (Columbia) to blog about their excellent new book Lakefront: Public Trust and Private Rights in Chicago (Cornell University Press). [read post]
2 Aug 2021, 6:39 am
Merrill Lynch Asset Management, Inc. (1982). [read post]
27 Jul 2021, 8:39 am
Over the past two weeks, Tom Merrill and I had the privilege to post on this blog a series of reflections based on our new book, Lakefront: Public Trust and Private Rights in Chicago (Cornell University Press). [read post]
23 Jul 2021, 9:30 pm
Merrill, Columbia Law, “discuss the shenanigans that ultimately gave the city and the state of Illinois one of its most priceless parcels of land and preserves it for public use” in a podcast on the ABA Journal’s Legal Talk Network. [read post]
23 Jul 2021, 12:55 pm
Under the BrokerCheck heading "Employment Separation After Allegations," both Merrill Lynch and BofA Securities/Merrill Lynch reported that Singh had been "discharged" on September 20, 2019, based upon allegations of "Conduct involving the use of a corporate credit card inconsistent with firm policy. [read post]
22 Jul 2021, 12:56 pm
We noted in our third post in this series that three of the most recent four public trust challenges arising on the Chicago lakefront have been brought in federal court. [read post]
