Search for: "Merrill Lynch " Results 381 - 400 of 3,697
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25 Feb 2009, 5:09 am
Merrill Lynch's faulty internal controls led to the firm's understating 2008 losses by more than $500 million, The Financial Times reported, citing Merrill's annual report. [read post]
29 Jul 2008, 5:48 pm
Will Merrill Lynch’s latest mark-downs spell trouble for other investment banks? [read post]
1 Jun 2010, 3:21 am by By DEALBOOK
Hong Kong regulators have fined U.S. investment bank Merrill Lynch $450,000 after an executive's concealment of losses in a trading account went undetected by the bank for nearly a year, The Associated Press reported. [read post]
26 May 2011, 12:35 pm by By BEN PROTESS
Finra fined Credit Suisse Securities $4.5 million and Merrill Lynch $3 million, saying they had misled investors about the bad loans in mortgage-backed securities. [read post]
3 Aug 2009, 8:54 pm
Bank of America settled with the SEC over charges that it had made inadequate disclosures to its shareholders in connection with its acquisition of Merrill Lynch. [read post]
25 Aug 2009, 2:47 am
The Securities and Exchange Commission and Bank of America on Monday defended the fairness of their proposed $33 million settlement over executive bonuses paid out by Merrill Lynch, and the bank maintained it didn't mislead investors in the affair. [read post]
25 Jun 2009, 10:50 am
Bernanke, the chairman of the Federal Reserve, staunchly denied putting improper pressure on Bank of America to complete its ill-starred merger with Merrill Lynch last December. [read post]
6 Jul 2010, 10:30 am by By DEALBOOK
Bank of America Merrill Lynch said on Tuesday that it has hired Mark Rosen from Credit Suisse to head the Latin America financial institutions group in its investment bank. [read post]
19 Aug 2010, 1:47 am by By DEALBOOK
Bank of America Merrill Lynch will pay $2.5 million in restitution and fines after it failed to provide discounts to customers on a type of securities sale, the brokerage industry's primary regulator said Wednesday. [read post]
7 Aug 2009, 8:56 am
Bank of America Merrill Lynch said Friday that it has hired Benjamin Perkins, the head of Pacific Growth Equities' life sciences investment banking team, as a managing director in its San Francisco office. [read post]
14 Aug 2008, 9:29 pm
Merrill Lynch instituted a hiring freeze for the rest of the year, a move meant to help bring the firm to profitability amid its billions of dollars in losses. [read post]
7 Jan 2009, 10:48 am
Ares Management said on Wednesday that it has hired Greg Margolies, a former Merrill Lynch leveraged finance executive, as the head of the investment firm's capital markets group. [read post]
11 Jun 2009, 10:47 am
Lewis, the chief executive of Bank of America, testified before a Congressional committee on Thursday that he was pressured by the government late last year to buy Merrill Lynch. [read post]
11 Aug 2009, 5:48 am
UBS, Switzerland's largest bank by assets, hired more than 20 senior bankers from competitors including Merrill Lynch and Goldman Sachs Group to strengthen its fixed-income division. [read post]
3 Aug 2009, 11:33 am
The SEC and Bank of America settled charges that Bank of America misled investors about billions of dollars in bonuses that were being paid to Merrill Lynch & Co. executives at the time of its $50 billion acquisition of the... [read post]
19 May 2009, 12:51 pm
Deutsche Bank has hired yet another Merrill Lynch banker, Jim Ratigan, who will become a managing director in the bank's industrial sector mergers and acquisitions group in the Americas. [read post]
18 Sep 2009, 1:54 pm
Bank of America's controversial acquisition of Merrill Lynch now seems to be of interest to the F.B.I. and the Justice Department, a development that could mean the Charlotte, N.C. [read post]
26 Feb 2009, 1:55 pm
Ackert, a senior banker from Bank of America Merrill Lynch, to establish its transportation and infrastructure team. [read post]
19 Mar 2010, 2:21 am by By DEALBOOK
Merrill Lynch tipped off U.S. regulators like the Securities Exchange Commission and the Federal Reserve that Lehman Brothers was playing with how it booked its capital in 2008, The Financial Times reported. [read post]
30 Mar 2011, 5:01 am by By SUSANNE CRAIG
A former Merrill Lynch executive, Ahmass Fakahany, has been awarded $1.2 million in compensatory damages in an employment-related claim against the Wall Street investment bank. [read post]