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Weekly Roundup: June 14-20, 2024

21 Jun 2024, 6:30 am

Zepralka, and Edward S. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

FINRA Suspends Registered Individuals For Violations Of FINRA Rules March 2022

28 Apr 2022, 8:28 am by Silver Law Group

Anthony DiDonna Equitable Advisors, LLC David Hixon Morgan Stanley ProEquities, Inc. [read post]

Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/

Does Your Firm Resemble a Hospital?

2 Dec 2006, 7:11 am

.]), then I think the legal industry could evolve towards a model that looks like this: A few global powerhouses a la Citicorp, UBS, Morgan Stanley, Goldman Sachs; A host of mid-market firms: Wachovia, SunTrust, AG Edwards [Note: I view this tranche of the industry as inherently unstable and subject to implicit failure in the form of takeovers]; Some catering exclusively to the very high end: Bessemer Trust, US Trust; The commodity players: … [read post]

Adam Smith, Esq. - http://www.adamsmithesq.com/

Weekly Roundup: June 14-20, 2024

21 Jun 2024, 6:30 am

Zepralka, and Edward S. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Securities Cases: Anti-Money Laundering Violation Allegations Lead to $5.3M Fine Against ICFBCFS, Three Houston-Based Healthcare Executives are Accused of Falsifying Financial Information, and Pension Fund Accuses Wells Fargo of Holding Back Rebate Fees

18 May 2018, 12:50 pm by ccollins

” If you are a pension fund that suspects that your investment losses may be due to fraud, negligence, or wrongdoing, contact our institutional investor fraud lawyers at Shepherd Smith Edwards and Kantas, LLP today. [read post]

Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/

In the Supreme Court w/c 31 October 2011

31 Oct 2011, 3:42 am by Laura Sandwell

Edwards v Chesterfield Royal Hospital NHS Foundation and Botham v Ministry of Defence, heard 22 – 23 June 2011. [read post]

UKSC Blog - http://www.ukscblog.com/

California Stockbroker Discipline Report for the First Quarter of 2011

2 May 2011, 11:23 pm

Hansel Clarence Cua Lee, formerly with Morgan Stanley & Co. [read post]

California Securities Fraud Lawyer Blog - http://www.californiasecuritiesfraudlawyerblog.com/

Week in Review

15 Jul 2021, 9:03 pm by Henry Miller

WHAT WE’RE READING THIS WEEK In an article in the Journal of the American Medical Association Pediatrics, Larissa Morgan, former editor-in-chief of The Regulatory Review, Jason L. [read post]

RegBlog - https://www.theregreview.org/

USDA’s food safety triumvirate had a lot of visitors this past year

14 Jan 2020, 9:04 pm by Dan Flynn

Joe Harris, president, and Edward Ruff, vice-chair of the influential Southwest Meat Association, met with Rottenberg, Kiecker and other FSIS personnel on Dec. 4 about regulatory reform for small and very small establishments. [read post]

Food Safety News - http://www.foodsafetynews.com/

"CSO's?"

28 May 2008, 5:41 am

The panel included: Edward C. [read post]

Adam Smith, Esq. - http://www.adamsmithesq.com/

New PatentlyO Law Journal Essay: Implementing Apportionment

18 Sep 2019, 9:06 am by Jason Rantanen

(Morgan.2011.AIAAmbiguities) Joshua D. [read post]

Patently-O - http://patentlyo.com/patent

Lemley-Oliver-Richardson: Patent Purchases and Litigation Outcomes

8 Dec 2016, 9:59 am by Dennis Crouch

(Morgan.2011.AIAAmbiguities) Joshua D. [read post]