Search for: "Morgan Stanley"
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8 May 2009, 6:11 am
Morgan Stanley on Friday said it priced a $3.5 billion offering of common shares at $24 each. [read post]
28 May 2010, 3:28 pm
After holding out its pay practices as a rejoinder to Wall Street excess, Morgan Stanley disclosed late Friday afternoon that it will more than double the salary of John J. [read post]
16 Nov 2011, 11:06 am
A division of Morgan Stanley has agreed to pay more than $3.3 million to settle a Securities and Exchange Commission investigation that found a firm fund that invested in Malaysian stocks charged investors for third-party services those investors never received. [read post]
28 Jun 2006, 7:59 pm
[JURIST] A lawyer for Morgan Stanley [corporate website] asked a three-judge panel of the Florida Fourth District Court of Appeal [official website] on Wednesday to overturn a "disproportionate" 2005 jury verdict awarded [JURIST report] to billionaire financier and Revlon Chairman Ron Perelman. [read post]
15 May 2018, 1:00 pm
Peterson was previously employed at Morgan Stanley Smith Barney from 2011 to 2017 and St. [read post]
6 Apr 2018, 12:13 pm
Morgan Stanley and Barclay’s were responsible for underwriting the island’s $3.5 billion sale in March 2014. [read post]
25 Aug 2017, 6:17 am
Morgan Stanley Censured & Fined According to FINRA, Morgan Stanley has agreed to pay $500,000 to the Financial Industry Regulatory Authority and restore $103,219 to investors for improperly executing trades of preferred securities. [read post]
6 Aug 2019, 2:58 pm
Kavanagh did not disclose his interest in MGMT or CEO-Sports to Morgan Stanley. [read post]
6 Apr 2022, 12:06 pm
The Journal says that the SEC has asked for trading records and electronic communications from a number of banks and hedge funds and that Morgan Stanley has responded. [read post]
22 Dec 2015, 8:55 am
At the time of the sale to SG Americas, Huang prearranged their repurchase by an unregistered fund she managed and advised at Morgan Stanley. [read post]
19 Nov 2009, 5:47 am
Mack of Morgan Stanley, that's just fine. [read post]
7 Oct 2022, 11:04 am
In fact, contribution into Morgan Stanley’s deferred compensation program begins on the first day. [read post]
28 Feb 2017, 11:20 am
According to the Order, the specific type of ETF Morgan Stanley was improperly selling to investors is an “inverse” ETF. [read post]
28 Feb 2017, 11:20 am
According to the Order, the specific type of ETF Morgan Stanley was improperly selling to investors is an “inverse” ETF. [read post]
26 Feb 2007, 9:16 am
Hub International will be acquired by Apax Partners and the private equity arm of Morgan Stanley for about $1.8 billion, the insurance broker said Monday. [read post]
21 Feb 2008, 2:07 pm
Battered by $7.8 billion in trading losses incurred last year, Morgan Stanley is bolstering its own internal controls by appointing a former executive as a new overseer of risk. [read post]
19 Dec 2007, 4:55 am
Morgan Stanley posted a fourth-quarter loss, its first-ever quarterly loss, after taking an additional $5.7 billion write-down related to subprime mortgages. [read post]
18 Sep 2008, 4:40 pm
Morgan Stanley stepped up its merger negotiations with Wachovia Thursday as it considers various ways to shore up its finances amid the market's assault on its stock, people involved in the talks said. [read post]
17 Nov 2016, 1:00 pm
Morgan Stanley & Co. is expanding its presence in Baltimore by adding 800 new jobs over the next four years and opening a new downtown office, the New York financial firm announced Thursday. [read post]
8 Oct 2008, 12:29 pm
Mitsubishi UFJ Financial Group, Japan’s top bank, said it has no plans to back out of its $9 billion investment in Morgan Stanley, even as rumors that the deal may fall through sent shares of the U.S. firm sharply lower. [read post]
