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Forthcoming SEC Regulation Targets Payment for Order Flow
3 Aug 2022, 12:07 pm by Race to the Bottom
(See Phil Mackinosh, Nasdaq). [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb
Direct Listings: SEC Appears Lukewarm on NYSE’s Proposed Pricing Flexibility
28 Jul 2022, 9:08 pm by Liz Dunshee
In February, the SEC rejected a Nasdaq proposal on the same topic. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
One Medical Acquisition: The Path Forward
26 Jul 2022, 5:00 am by The Petrie-Flom Center Staff
By Michael Greeley Last week’s $3.9 billion acquisition of One Medical (NASDAQ: ONEM) by Amazon triggered significant hyperventilating about the transformative and immediate impact of this transaction on the health care industry. [read post]
Bill of Health - https://blog.petrieflom.law.harvard.edu/
Diversity Leaders Open New Doors for Equity Investors
22 Jul 2022, 6:32 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Diversity Leaders Open New Doors for Equity Investors
22 Jul 2022, 6:32 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
The Parking REIT/Mobile Infrastructure Corp. Lawsuits to Recover Losses
22 Jul 2022, 3:39 am by The White Law Group
  The complaint seeks a trial by jury; unspecified monetary damages, an order halting the company’s listing on NASDAQ, and the payment of reasonable attorneys’ fees and other expenses. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Racial and Ethnic Diversity on U.S. Corporate Boards—Progress Since 2020
21 Jul 2022, 6:32 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Racial and Ethnic Diversity on U.S. Corporate Boards—Progress Since 2020
21 Jul 2022, 6:32 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Judge Rules That Gender Quotas for Corporate Board Members Violate the California Constitution
18 Jul 2022, 11:36 am by <a href='https://www.gtlaw.com/en/professionals/a/ayazi-rana'>Rana Ayazi</a> and <a href='https://www.gtlaw.com/en/professionals/l/long-timothy'>Timothy Long</a>
One reason is that to be included as a Nasdaq-listed company, companies must have at least two “diverse directors”—one must be female-identifying while the other must self-identify as part of the LGBTQ+ community or as an “underrepresented minority. [read post]
GT L&E Blog - http://www.gtleblog.com/
Drug Development Company Hit with COVID-19-Related Securities Suit
13 Jul 2022, 6:34 am by Kevin LaCroix
Its American Depositary Shares (ADSs) trade on Nasdaq. [read post]
The D & O Diary - http://www.dandodiary.com/
Board Diversity Action Expands to Courtrooms, Regulators, and Investors
13 Jul 2022, 6:29 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Board Diversity Action Expands to Courtrooms, Regulators, and Investors
13 Jul 2022, 6:29 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Poised for Change? Boardroom Diversity Survey
11 Jul 2022, 6:24 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Poised for Change? Boardroom Diversity Survey
11 Jul 2022, 6:24 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Boustead Securities Survives Motion to Dismiss in Success Fee Dispute
11 Jul 2022, 3:51 am
 The ATIF AgreementAround September 2018, Plaintiff Boustead Securities entered into an exclusive financial advisor agreement with Defendant ATIF in connection with the latter's proposed listing on NASDAQ or the New York Stock Exchange (the "ATIF Agreement"). [read post]
Broke and Broker - http://brokeandbroker.com/index.php
D.C. Circuit Review – Reviewed: It Is Hard To Beat An Agency In Court
8 Jul 2022, 7:14 pm by Aaron L. Nielson
Finally, we come to Nasdaq Stock Market LLC v. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
Appeals court vacates SEC’s order approving consolidated NMS plan
6 Jul 2022, 7:03 am by John Jascob
Circuit court could not sever the offending part, and thus vacated the entire order (The Nasdaq Stock Market LLC v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Securities Industry Commentator by Bill Singer Esq
4 Jul 2022, 7:46 pm
UBS Sued in Federal Court Over Form 1099 Reporting (BrokeAndBroker.com Blog)SEC Obtains Final Judgments Against Defendants in Netflix Insider Trading Ring (DOJ Release)SEC Obtains Judgments Against Three Individuals for Participating in Multi-Million Dollar International Fraud Scheme (SEC Release)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
4 Jul 2022, 7:46 pm
The Flash Crash, Interactive Brokers, Two Hedge Funds, John Does, and Homer Simpson's Appetite for Donuts (BrokeAndBroker.com Blog)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
eDiscovery Mergers, Acquisitions, and Investments in Q2 2022
1 Jul 2022, 1:57 pm by Rob Robinson
Editor’s Note: Since beginning in November 2001 to track the number of publicly highlighted merger, acquisition, and investment (M&A+I) events in the eDiscovery ecosystem, ComplexDiscovery has recorded 521* M&A+I events. [read post]
ComplexDiscovery - https://complexdiscovery.com/