Search for: "NEXT Financial Group, Inc."
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29 Apr 2008, 9:51 pm
Stieber, the general counsel and CFO for Lettuce Entertain You Enterprises Inc., a group of about 72 restaurants serving diverse fare at eateries that feature themes around which menus are presented. [read post]
24 Jul 2013, 5:35 pm
Inc. [read post]
29 Nov 2011, 3:29 pm
According to the FINRA press release, the following firms and individuals sanctioned by the regulator include: NEXT Financial Group, Inc. of Houston, TX, was ordered to pay $2 million in restitution to affected customers and fined $50,000; Steven Lynn Nelson, the firm's Vice President for Investment Products and Services, was suspended in any principal capacity for six months and fined $10,000 in connection with the sale of three… [read post]
16 Aug 2021, 6:32 am
” Drugmakers, pharmacies next targets for US opioid settlements. [read post]
4 Feb 2018, 4:05 pm
There were obituaries in the Times and the Financial Times, His remarkable and entertaining blog is here. [read post]
9 Sep 2013, 11:30 am
Share your input on the draft HHS strategic plan that will guide HHS’ regulatory and enforcement agenda for the next 4 years. [read post]
13 Jan 2010, 6:14 am
This post is based on a Corporate Governance commentary by Latham & Watkins and Georgeson Inc. [read post]
7 Nov 2008, 5:15 pm
Plaintiffs next allege that Defendants sold Chiquita's Colombia operations in a "fire sale" in 2004. [read post]
10 May 2012, 6:55 am
©2011 Amaxx Risk Solutions, Inc. [read post]
25 Jan 2010, 5:00 am
See Basic, Inc. v. [read post]
31 Oct 2011, 1:55 pm
For example, the Stanford Financial Group allegedly raised $7 billion by issuing fraudulent certificates of deposit through Regulation D. [read post]
19 May 2017, 6:00 am
Attorney’s Office for the Southern District of New York (“SDNY”) and the Financial Crimes Enforcement Network (“FinCEN”) announced the settlement of civil claims brought under the Bank Secrecy Act (“BSA”) against the former Chief Compliance Officer of MoneyGram International, Inc. [read post]
12 Apr 2016, 9:17 am
Employment misclassification is a violation of the labor code and may entitle you to financial compensation. [read post]
16 May 2007, 2:40 pm
Warner Music Group Corp. sued Imeem Inc., a music-based social networking Web site, on Tuesday for infringing the copyright of its artists including Madonna, Red Hot Chili Peppers and Green Day. [read post]
1 Jun 2012, 6:00 am
Harry Arthurs, was designed to give direction to the WSIB for the next 15-20 years and restore the system to financial health. [read post]
21 Aug 2013, 6:52 pm
Employer and union group health plan sponsors and insurers of group and individual health plans (Health Plans) agonizing over 2014 plan design decisions are running out of time. [read post]
26 Jul 2018, 9:00 am
CFPB Office of Innovation Along with headlines about the confirmation process for the next CFPB director, last week also saw some press coverage of the appointment of Paul Watkins as the head of the CFPB’s new Office of Innovation. [read post]
4 Jan 2007, 10:34 am
Contacts: Carolyn Depko LegalVoice, Inc. [read post]
29 Jan 2019, 3:00 am
Securities and Exchange Commission lawyers who took the stage at Washington’s Rock & Roll Hotel Thursday night have won accolades for suing Goldman Sachs Group Inc. and writing rules for Wall Street traders. [read post]
12 Nov 2021, 10:36 am
“Placing in wallets is the next step,” he said. [read post]
