Search for: "National Securities Clearing Corporation"
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28 Oct 2011, 7:06 am
To pay us back, GM filed for bankruptcy in what appears to be a clear effort to avoid its obligations. [read post]
22 Sep 2022, 1:12 am
Russia has shamelessly violated the core tenets of the United Nations Charter — no more important than the clear prohibition against countries taking the territory of their neighbor by force. [read post]
27 Dec 2010, 9:24 am
This act governs corporate reporting (companies with $10 million in assets or 500 shareholders), proxy materials, tender offers (acquiring 5 percent or more of a company’s securities), insider trading, and registration of exchanges, brokers, dealers, transfer agents, and clearing agencies. [read post]
28 Dec 2022, 2:28 pm
For the purposes of this provision, “critical infrastructure” means “systems and assets, whether physical or virtual, so vital to the United States that the incapacity or destruction of such systems and assets would have a debilitating impact on security, national economic security, national public health or safety, or any combination of those matters. [read post]
14 Sep 2018, 3:01 am
Now a 79-year-old laser scientist faces sanctions who’s been a U.S. citizen for 10 years and says he isn’t friendly with Putin [Steven Mufson, Washington Post] “Why California’s Gender Quota Bill [for corporate boards] Is More Likely To Be Unconstitutional Than California’s Pseudo-Foreign Corporation Statute” [Keith Paul Bishop, California Corporate & Securities Law (Allen Matkins)] Tags: attorneys general,… [read post]
6 Mar 2014, 11:11 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
4 Jun 2011, 11:07 am
Washington has to hear a clear message. [read post]
24 Sep 2012, 1:47 am
Jay Rockefeller’s Cyber Security Letter: On September 19, 2012, John D. [read post]
22 Sep 2009, 8:27 am
The additional changes include: (i) the removal of U.S. dollar cash as an acceptable form of collateral for the participant funds for New York Link and DTC Direct Link; (ii) an adjustment of the collateral requirement deadlines for the National Securities Clearing Corporation (NSCC) participant fund for New York Link participants; (iii) the adjustment of the deadline for participants to request the withdrawal of excess cash… [read post]
19 Mar 2020, 12:38 pm
“Now, more than ever, our State and Nation depend on bipartisan leadership. [read post]
4 Mar 2019, 3:25 pm
It seems clear enough that Ginsburg, in order to cobble together a majority, had to steer clear of Chevron in her analysis. [read post]
16 Mar 2020, 1:54 pm
The Cyan opinion made clear that “substantive” aspects of the Private Securities Litigation Reform Act (“PSLRA”) apply in state court but left open the question of exactly which provisions of the PSLRA would be deemed substantive. [read post]
7 Mar 2021, 5:15 pm
The Division will also review information security and operational resiliency; safeguards for customer accounts and to prevent account intrusions; AML programs; LIBOR transition; RIA and IC compliance programs; Private Fund RIAs; municipal advisors; Customer Protection Rule and the Net Capital Rule; internal processes, procedures, controls, and compliance adequacies; review of requirements for borrowing securities from customers; best execution in a zero commission… [read post]
11 May 2014, 5:49 pm
Fraud Detection and National Security (FDNS), a directorate of United States Citizenship and Immigration Services (USCIS), is set to embark on another foray of surprise visits to Corporate America, seeking to determine whether employers petitioning for work-based immigration benefits have kept their word. [read post]
15 Apr 2020, 11:20 am
As you are aware, things are changing quickly and there is no clear-cut authority or bright line rules. [read post]
17 Apr 2014, 1:08 am
Its mission is to safeguard the financial system from illicit use, combat money laundering and promote national security. [read post]
10 Mar 2014, 7:35 am
Limited Liability Coops will require a similar clear set fo lines of authority and obligation, and standards under which to gauge them if they are to be as useful as capital privileging economic enterprises. [read post]
20 Dec 2013, 6:59 am
We took the fight for civil liberties into the corporate boardroom and yesterday we marked an important victory. [read post]
17 Apr 2013, 9:32 am
Yesterday's veto threat makes it clear that in spite of recent amendments, CISPA still fails to adequately protect our privacy. [read post]
20 Dec 2013, 6:59 am
We took the fight for civil liberties into the corporate boardroom and yesterday we marked an important victory. [read post]
