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17 Dec 2018, 3:14 pm by Kevin LaCroix
  Section 17(b) mandates that if a person is paid to promote a security, then they must disclose the nature, source and amount of that compensation. [read post]
17 Dec 2018, 8:05 am by Bob Ambrogi
Outside funding: Less than $1M in outside funding DocStyle LLC Founded: 10/12/2018. [read post]
11 Dec 2018, 5:31 am by Barry Sookman
. _________________________ I am a Senior Partner in the technology law group of McCarthy Tétrault. [read post]
26 Nov 2018, 10:20 am by Eric Goldman
Earlier this month, the Commission affirmed the ALJ ruling in a 3-1 ruling (one commissioner was recused). [read post]
12 Nov 2018, 9:02 am
Two technology industry giants have recently made dramatic changes to their sexual harassment policies. [read post]
9 Nov 2018, 10:12 am
  Source: https://www.psychologytoday.com/us/blog/co-parenting-after-divorce/201310/relocation-and-co-parenting   [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
Department of Justice, who has broader jurisdiction (e.g. federal prosecutors can charge outsider trading as a computer crime or theft) – but no one outside of SEC staff knows for sure. [read post]
20 Oct 2018, 1:00 pm by Corbin Bridge
The acquisition of Bridgemedica LLC by NN Inc is one such example. [read post]
18 Oct 2018, 7:57 am by John Jascob
The Commission also observed that the exchanges’ statistical analyses fell short, including in one instance by not properly comparing data before and after BATS became a national securities exchange. [read post]
10 Oct 2018, 12:40 pm by Kevin LaCroix
For starters, strong leaders seek answers from independent and neutral sources of information and when responding to data security incidents. [read post]