Search for: "PIERCE v. PIERCE" Results 381 - 400 of 2,316
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1 Jun 2020, 2:04 am
FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman, Respondent (FINRA AWC)SEC Awards Record Payout of Nearly $50 Million to Whistleblower / Whistleblower Program Reaches $500 Million in Total Awards (SEC Release)Investment Advisor Sues… [read post]
26 May 2020, 3:38 am by Edith Roberts
Fish and Wildlife Service v. [read post]
9 Apr 2020, 10:05 am by Second Circuit Civil Rights Blog
The Court of Appeals finds that a man who was unlawfully pepper-sprayed is not entitled to any damages for his pain and suffering.The case is Girbes-Pierce v. [read post]
11 Mar 2020, 12:05 pm by Eugene Volokh
It's possible that the federal Free Exercise Clause would do the same, even after Employment Division v. [read post]
9 Mar 2020, 9:03 pm by Richard W. Parker
Second, they offer the Supreme Court’s 5–4 decision in Massachusetts v. [read post]
5 Mar 2020, 1:49 pm by Kevin LaCroix
” — Kristina Littman, as newly appointed SEC Cyber Chief in her 2020 breakout enforcement action, SEC v. [read post]
2 Mar 2020, 9:18 am by Eugene Volokh
Merrill Lynch Pierce Fenner & Smith Inc., 712 F.3d 1349, 1354 (9th Cir. 2013); United Nuclear Corp. v. [read post]