Search for: "Power Investments, LLC"
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1 Jun 2011, 5:16 pm
On May 31, 2011, X2Y Attenuators, LLC of Erie, Pennsylvania (“X2Y”) filed a complaint requesting that the ITC commence an investigation pursuant to Section 337. [read post]
16 Dec 2016, 12:59 pm
Harbour Portfolio is a private investment firm that purchases foreclosed properties in bulk and resells them as land contracts to consumers. [read post]
28 Mar 2023, 12:15 pm
Did You Invest With Todd Seymour? [read post]
22 Jul 2022, 3:39 am
Further, consideration paid in the form of common stock will have a dilutive effect and will reduce the voting power and relative ownership percentage interests of current stockholders. [read post]
9 Oct 2020, 7:54 am
Given that the plan would be in the form of an LLC agreement, however, the SROs propose that certain of the plan's provisions concerning solely the company's operation as an LLC will require a majority vote of the members as opposed to a majority vote of the operating committee. [read post]
28 May 2021, 10:52 am
While a bar from the securities industry can be a powerful piece of evidence for investors pursuing FINRA arbitration claims against their advisors and/or their brokerage firms, investors should work with experienced securities and investment fraud attorneys to help maximize their recovery. [read post]
29 Nov 2010, 7:18 am
Introduction Part I of this series (here) was published the day before the United States Supreme Court heard oral argument in AT&T Mobility, LLC v. [read post]
8 Mar 2021, 12:37 pm
Alon Zak Pruco Securities, LLC MML Investors Services, LLC For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
19 Dec 2012, 5:00 am
” Aladdin answered by emphasizing that the “most powerful response I can give to your question is that Aladdin co-invests alongside MAST investors in every program. [read post]
19 Dec 2012, 5:00 am
” Aladdin answered by emphasizing that the “most powerful response I can give to your question is that Aladdin co-invests alongside MAST investors in every program. [read post]
11 Sep 2023, 2:36 am
Impacted by Covid-19 The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
22 Sep 2021, 8:26 am
The combined company, which will remain externally managed by Barings LLC, is expected to have approximately $2.2 billion of investments on a pro forma basis. [read post]
2 May 2012, 12:51 pm
According to the indictment, Vishnevetsky offered and sold investments, including commodities and promissory notes, primarily through Hodges Trading, LLC, and Oxford Capital, LLC, which purported to be in the business of providing brokerage/management services to investors and of managing commodities funds, including the Oxford Global Macro Fund, the Oxford Global Arbitrage Fund, and the Quantum Global Fund, which existed in name only. [read post]
2 May 2012, 12:51 pm
According to the indictment, Vishnevetsky offered and sold investments, including commodities and promissory notes, primarily through Hodges Trading, LLC, and Oxford Capital, LLC, which purported to be in the business of providing brokerage/management services to investors and of managing commodities funds, including the Oxford Global Macro Fund, the Oxford Global Arbitrage Fund, and the Quantum Global Fund, which existed in name only. [read post]
19 Mar 2024, 11:42 am
For a simple hotel development joint venture, you may have a sponsor/developer LLC (“Sponsor”), a capital partner LLC or LP (“Capital Partner”), a joint venture between the two structured as an LLC (“JV”), and a wholly owned LLC subsidiary of the JV that owns the property (“PropCo”). [read post]
10 Dec 2015, 8:36 am
Use of Proceeds: operations Distributions: at board’s discretion (9% dividend is cumulative) Liquidity: no secondary market; conversion to common stock is mandatory after 5 years No underwriter Securities may be offered by registered broker-dealers No voting rights (company is controlled by common stockholders) Investment requires binding arbitration Legal fees: $30,000 Fundrise Real Estate Investment Trust, LLC $50,000,000 Common Shares Tier 2 offering to… [read post]
7 Mar 2012, 12:44 pm
LLC is a short opinion, it has large implications. [read post]
3 Feb 2023, 1:52 pm
., LLC v. [read post]
3 Feb 2023, 1:52 pm
., LLC v. [read post]
29 Oct 2012, 3:06 am
Wells Fargo Advisors, LLC (FINRA Arbitration No. 11-03911), wherein the customer asserted claims in connection with an investment in a reverse convertible note. [read post]
