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1 Oct 2021, 8:47 am by Kristian Soltes
Judge Brodie has approved the challengers’ requests to appoint Hilliard & Shadowen LLP, Grant & Eisenhofer PA, Freed Kanner London & Millen LLC and Nussbaum Law Group PC to serve as co-lead class counsel, according to the docket. . . . [read post]
1 Oct 2021, 8:47 am by Kristian Soltes
Judge Brodie has approved the challengers’ requests to appoint Hilliard & Shadowen LLP, Grant & Eisenhofer PA, Freed Kanner London & Millen LLC and Nussbaum Law Group PC to serve as co-lead class counsel, according to the docket. . . . [read post]
28 Sep 2021, 5:08 am by Rob Robinson
(Key Focus: Productivity) Mergers and Acquisitions: Tracking almost two decades’ worth of publicly disclosed eDiscovery-centric investments, I regularly follow the striking success and less spoken of failure of merger and acquisition activities of industry companies. [read post]
27 Sep 2021, 12:59 pm by Emily Dai
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
22 Sep 2021, 12:47 pm by Silver Law Group
Morgan Securities LLC   Tara Pierce   LPL Financial LLC   Investment Centers of America Inc. [read post]
22 Sep 2021, 9:23 am by Silver Law Group
Morgan Securities LLC   Wells Fargo Advisors, LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
22 Sep 2021, 8:55 am by Silver Law Group
While a bar from the securities industry can be a powerful piece of evidence for investors pursuing FINRA arbitration claims against their advisors and/or their brokerage firms, investors should work with experienced securities and investment fraud attorneys to help maximize their recovery. [read post]
22 Sep 2021, 8:30 am by Silver Law Group
  Daniel Della Rosa   Corinthian Partners, LLC   Paulson Investment Company LLC   Morgan Engbrecht   Horace Mann Investors, Inc. [read post]
22 Sep 2021, 8:26 am by The White Law Group
 The combined company, which will remain externally managed by Barings LLC, is expected to have approximately $2.2 billion of investments on a pro forma basis. [read post]
22 Sep 2021, 7:58 am by Silver Law Group
Morgan Securities LLC   Christy McWilliams   Jackson National Life Distributors LLC   Kevin Nevin   Demsey Lord Smith, LLC   Sandlapper Securities, LLC   Antoine Rogers   J.P. [read post]
22 Sep 2021, 7:24 am by Silver Law Group
  Eileen Kenny   LPL Financial LLC   Private Advisor Group, LLC   Norma Kuklis   William Kursim   Fidelity Brokerage Services LLC   National Financial Services LLC   Joseph Switzer Sr. [read post]
22 Sep 2021, 6:54 am by Silver Law Group
  LPL Financial LLC   Bradley Gardner   LPL Financial LLC   Golden State Wealth Management, LLC   Brian O’Neill   Fisher Investments   ProFunds Distributors, Inc. [read post]
17 Sep 2021, 1:19 pm by Silver Law Group
MJ Capital Funding, LLC, MJ Taxes and More Inc. and Johanna Garcia, Case No. 21-61644-CIV-SINGHAL. [read post]
30 Aug 2021, 5:51 am by Andrew Lavoott Bluestone
Roseman, who resided in Florida prior to his death, was advised by his Florida attorney about a business opportunity that involved him investing in a struggling power plant in Niagara Falls, New York. [read post]
26 Aug 2021, 1:14 pm by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
18 Aug 2021, 6:43 am by Silver Law Group
Previous employers include Cetera Investment Services LLC (CRD#:15340), also of Tulsa, Bok Financial Securities, Inc. [read post]