Search for: "Private Capital Investments, LLC"
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27 Nov 2020, 5:58 am
Securities and Exchange Commission, on Friday, November 20, 2020 Tags: Capital formation, Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, ESG, SEC, SEC rulemaking, Securities regulation Investing in a SPAC Posted by Eleazer Klein and Adriana Schwartz, Schulte Roth & Zabel LLP, on Saturday, November 21, 2020 Tags: Acquisition agreements, Capital… [read post]
24 Nov 2020, 6:52 am
Coggins managed these “funds” through his company Coral Gables Asset Management, LLC. [read post]
20 Nov 2020, 6:00 am
Mangino, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, November 14, 2020 Tags: Boards of Directors, Conflicts of interest, Corporate fraud, Corwin, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Liquidity, Management, Merger litigation, Mergers & acquisitions, Private equity, Securities litigation, Shareholder suits Statement of Commissioners Peirce and Roisman on Andeavor… [read post]
10 Nov 2020, 2:31 pm
Facts Damac Star Properties LLC v Profitel Limited (“Damac”)[4] was the fall out of an investment introduced to the 1st plaintiff/respondent by the 2nd respondent allegedly on behalf of the defendant/appellant wherein the 1st plaintiff/respondent paid a deposit of 350,000.00 US Dollars for 9 apartments in Dubai and being 20% of the total cost of the apartments. [read post]
2 Nov 2020, 1:07 pm
The company is currently required to invest 70 percent of its portfolio in qualifying assets, principally by owning securities of eligible private companies. [read post]
30 Oct 2020, 11:21 am
The company reportedly filed a form D to raise capital from investors in 2017. [read post]
30 Oct 2020, 6:01 am
Bush, Bush International LLC, on Sunday, October 25, 2020 Tags: Corporate purpose, Corporate Social Responsibility, Diversity, ESG, Human capital, Reputation, Shareholder primacy, Shareholder value, Stakeholders Statement by Commissioners Lee and Crenshaw on No-Action Relief for Non-Compliance with the Customer Protection Rule Posted by Allison Herren Lee and Caroline A. [read post]
30 Oct 2020, 3:21 am
Even though Dykstra is no longer registered as a broker, according to his Investment Adviser Public Disclosure Report he is still a registered investment advisers with two Maitland, Florida, companies: Aegis Wealth Management, LLC (since March 2016) and Alternative Investment Advisors, LLC (since April 2012). [read post]
30 Oct 2020, 3:21 am
Even though Dykstra is no longer registered as a broker, according to his Investment Adviser Public Disclosure Report he is still a registered investment advisers with two Maitland, Florida, companies: Aegis Wealth Management, LLC (since March 2016) and Alternative Investment Advisors, LLC (since April 2012). [read post]
29 Oct 2020, 5:09 pm
Global venture capital firm Ventech led the round which included Clifford Chance and Latham & Watkins, who together led the company’s initial $10 million financing, as well as Prins H LLC, an investment vehicle controlled by Reynen Court’s founder and CEO Andrew D. [read post]
28 Oct 2020, 6:32 am
From 2014 through 2019, Willy was registered with Global Financial Private Capital, LLC. [read post]
23 Oct 2020, 8:05 am
The owners’ liability is limited to the capital and other investments they contribute to the business. [read post]
23 Oct 2020, 8:03 am
Terrence Diehl LPL Financial LLC Private Advisor Group Alex Herrera UBS Financial Services Inc. [read post]
23 Oct 2020, 3:00 am
Other U.S. officials, speaking privately, [read post]
16 Oct 2020, 4:45 am
Previously registered broker Yousuf Saljooki (also known as Joe Saljooki) who formerly associated with Worden Capital Management LLC and SW Financial as a general securities representative has been barred after he allegedly failed to provide information and documents requested and did not appear for testimony in relation to his participation in undisclosed business activities according to FINRA’s Default Decision under review by investors rights attorney Alan Rosca. [read post]
16 Oct 2020, 4:45 am
Previously registered broker Yousuf Saljooki (also known as Joe Saljooki) who formerly associated with Worden Capital Management LLC and SW Financial as a general securities representative has been barred after he allegedly failed to provide information and documents requested and did not appear for testimony in relation to his participation in undisclosed business activities according to FINRA’s Default Decision under review by investors rights attorney Alan Rosca. [read post]
13 Oct 2020, 6:21 am
Santo Bay Resort Holdings LLC , sponsored by Ecovest Capital, is a syndicated conservation easement investment. [read post]
12 Oct 2020, 12:54 pm
Risks of Private Placement Investments Private Placements are often riskier and more complicated than traditional investments, and are only suitable for high net worth, sophisticated investors. [read post]
8 Oct 2020, 8:56 am
This leaked proposal appeared to provide a clarification about cryptocurrencies in the EU, including stablecoins and security tokens that are in compliance with MiFID, Europe’s Markets in Financial Instruments Directive, which is a trading value, securities market, and investment intermediaries framework. [read post]
8 Oct 2020, 5:11 am
The transaction documents, however, listed Wealth Assurance Private Client Corp. [read post]
