Search for: "Private Funding Management Inc"
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18 Jun 2014, 12:21 pm
’s general counsel Daniel Desjardins for spearheading the fund. [read post]
12 Jun 2012, 2:00 am
The SEC noted that investors in private funds are interested in whether the executives of the fund’s manager have “skin in the game” by investing their own assets in the fund. [read post]
2 Jul 2019, 7:42 am
There is no evidence that GPB Capital’s senior management had the knowledge, industry experience, or investment experience to run the operations of a $1.8 billion dollar mult-asset strategy private equity fund and should not have been entrusted with investor funds. [read post]
Peter Madoff 10 Sentence For Defrauding ERISA Plans Reminder Manage Plan Investment Responsibilities
27 Dec 2012, 3:45 am
BLMIS collapsed before the funds were ever disbursed. [read post]
6 Apr 2010, 6:11 pm
The case involved a Medicare Advantage plan where the federal government pays a fixed rate per month to a private insurer to manage the care of an elderly enrollee. 81-year-old T.J. [read post]
13 Jul 2021, 9:05 am
Davis Inc. noted that a conscious decision was made in crafting the recommendation not to mandate business decisions or practices on SEC registrants, but instead make the focus on disclosure and transparency.SEC Chair Gary Gensler said he has asked the SEC staff to consider ways that the Commission can enhance transparency of D&I in the asset management industry. [read post]
22 Oct 2011, 7:35 pm
Citigroup Global Markets Inc. [read post]
10 Jan 2017, 7:00 am
Following the close of this acquisition, Acasta will become a private equity manager and will launch a private equity fund to pursue further market opportunities. [read post]
27 May 2010, 5:08 am
WASHINGTON andmdash; The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
12 Feb 2015, 10:33 am
Harbert Private Equity Fund, II, LLC, 2013 NCBC 17. [read post]
12 Apr 2018, 7:01 pm
The Labor Department also says employee misclassification also generates substantial losses to state and federal treasuries, and to the Social Security and Medicare funds, as well as to state unemployment insurance and workers compensation funds. [read post]
30 Aug 2021, 9:56 am
Eleven days later, Guaranteed Rate provided notice of the CID under a private company management liability policy issued by ACE American Insurance Company. [read post]
Manage Retaliation Risks In Response To Updated EEOC Enforcement Guidance, Rising Retaliation Claims
31 Aug 2016, 2:02 am
Since the EEOC’s issuance of the Retaliation Regs are likely to encourage additional retaliation or interference claims, employers, employment agencies, unions and their management, service providers and agents should quickly to evaluate the updated guidance provided in the Retaliation Reg and act to mitigate their exposure to retaliation retaliation and interference claims under these EEO laws. [read post]
28 Aug 2020, 6:11 am
The Evolution of CEO Compensation in Venture Capital Backed Startups Posted by Michael Ewens (California Institute of Technology), Ramana Nanda (Harvard University), and Christopher Stanton (Harvard University), on Friday, August 21, 2020 Tags: Contracts, Entrepreneurs, Executive Compensation, Management, Management contracts, Private equity, Venture capital firms The Pandemic and Executive Pay Posted by Aniel Mahabier, Iris… [read post]
28 Jul 2017, 6:00 am
In recent years the SEC has closely examined private equity fund performance and reporting during routine exams. [read post]
28 Jul 2017, 6:00 am
In recent years the SEC has closely examined private equity fund performance and reporting during routine exams. [read post]
8 Dec 2020, 7:07 am
The alternative asset manager used the money to invest in companies such as auto dealerships and waste management businesses. [read post]
5 Oct 2007, 1:37 am
Think of all that Transurban USA Inc. or UBS Investment Bank Infrastructure Fund could do to fill potholes.Folks, these companies exist to make money. [read post]
14 Aug 2019, 7:20 am
Swartz broke down the general types of acquirors into four categories: private companies, private equity funds, small public companies, and large public companies. [read post]
