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No one becomes an HR professional, a manager, or a business owner with the delusion that it will be all puppies, rainbows, and cotton candy. [read post]
No one becomes an HR professional, a manager, or a business owner with the delusion that it will be all puppies, rainbows, and cotton candy. [read post]
16 Jan 2014, 1:48 pm by D. Daxton White
Galemmo worked as an independent money manager he was also registered with FINRA registered broker dealers. [read post]
30 Apr 2015, 2:17 pm by Kimberly V. Mann
On April 29th, the SEC announced charges against Alpha Titans LLC, a hedge fund advisory firm, its principal, Timothy P. [read post]
28 Mar 2011, 7:02 pm by Tomassi Law Associates
Heslin, who is currently managing West End, put the company into Chapter 11 on March 15 along with 15 affiliates, shortly after the U.S. [read post]
26 Aug 2014, 12:41 pm
Black Entertainment Television LLC., 0:13-cv-61582.This Kat Has to Ask: Is this Alsatian Pinot ? [read post]
20 Nov 2021, 12:55 pm by PaperStreet Web Design
Verify the Broker’s Professional Credentials If a broker lists credentials such as Accredited Asset Management Specialist (AAMS) or Certified Financial Planner (CFP), you will want to verify these credentials as well. [read post]
15 Sep 2017, 11:51 am by Mark Astarita
 I have been fortunate to work cooperatively and collegially with professionals, all of whom have been bound by our deep commitment to public service. [read post]
28 Apr 2018, 11:32 pm by Gene Takagi
We had a great time learning and meeting with some of the brightest and most respected professionals across the country, including several friends. [read post]
5 Mar 2022, 9:48 am by Cari Rincker
Similarly, partners in a limited partnership are generally not permitted to play an active role in managing the day-to-day affairs of the business. [read post]
26 Jul 2010, 4:42 pm by aaronklaw
Members of an LLC can participate directly in the management of the business, or can elect a manager or managers to handle the affairs of the LLC. [read post]
12 Feb 2007, 12:57 pm
  HOWEVER, one of consistent "in your face" themes implied by the Forge Consulting advertising has been the quantum of money they give or donate to trial lawyer associations as a reason to buy an insurance (annuity) or investment product (managed account, advisory services) from them. [read post]
8 Feb 2012, 1:51 pm by D. Daxton White
If you have questions about your accounts with one of these RIAs, The White Law Group may be able to help. [read post]
1 Apr 2013, 10:39 am by Walter James
He instructed purchasers to wire payments to a bank account he solely controlled, and as a result, approximately $41,762,236 was deposited into that account. [read post]
24 Nov 2023, 11:23 am by Everspark Developer
Insurance and healthcare fraud are primary concerns for individuals, but for businesses and professionals, there are three main pitfalls. [read post]
23 Jun 2023, 2:23 pm by The White Law Group
   During the Relevant Period, the firm’s managing director allegedly made unsuitable investment recommendations for investment in the account of a widow in her 70s, unemployed, and relying on a fixed income, with a liquid net worth of around $300,000. [read post]
31 Mar 2023, 11:36 am by The White Law Group
Discretionary accounts also often come with higher fees, as the broker is assuming greater responsibility for managing the account. [read post]