Search for: "R. A. Stanley"
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15 Aug 2018, 4:41 am
“The critical question in determining whether an action sounds in medical malpractice or simple negligence is the nature of the duty to the plaintiff which the defendant is alleged to have breached” (Stanley v Lebetkin, 123 AD2d 854, 854 [2d Dept 1986] [citations omitted]). [read post]
14 Aug 2018, 12:26 pm
Morgan Stanley Smith Barney LLC, John Joseph Biondo, Jr., and William Michael Peragine, III, Respondents (FINRA Arbitration 15-03434, August 10, 2018) http://www.finra.org/sites/default/files/aao_documents/15-03434.pdf In response to ... [read post]
13 Aug 2018, 8:15 am
At issue was a somewhat run-of-the-mill employment dispute in which an associated person sought six-figures in damages from his former employer Morgan Stanley Smith Barney. [read post]
10 Aug 2018, 5:51 am
[Corporate Counsel] * Checking in on Christopher Garvey's retaliation case against Morgan Stanley. [read post]
6 Aug 2018, 11:00 am
Today’s case follows others brought by the AG’s Office against investment giants Goldman Sachs, Morgan Stanley, Royal Bank of Scotland, Countrywide Securities, JPMorgan, and Citibank regarding […] The post HSBC to Pay Millions for Securitization of Subprime Mortgages appeared first on Mortgage Fraud Blog. [read post]
1 Aug 2018, 1:52 pm
Marco Rubio (R. [read post]
31 Jul 2018, 4:50 pm
The movie stars Emma Thompson and Stanley Tucci. [read post]
30 Jul 2018, 4:49 am
” As such, we find no abuse of discretion in Supreme Court’s determination that a three-year limitations period applies to defendant’s breach of fiduciary duty claim, which seeks purely monetary relief (see IDT Corp. v Morgan Stanley Dean Witter & Co., 12 NY3d 132, 139 [2009]). [read post]
30 Jul 2018, 3:00 am
Nicholas Burns, and professor and author Stanley R. [read post]
29 Jul 2018, 2:30 pm
[The Hill] * If you appreciate the dying art that is the book review, check out Alice Lloyd's beautifully written review of Robert Anthony Siegel's Criminals: My Family’s Life on Both Sides of the Law (affiliate link), which paints a portrait of his father, Stanley Siegel -- "a big-hearted and brilliant," but deeply troubled criminal defense lawyer. [read post]
26 Jul 2018, 4:19 am
Rand Paul, R-Ky., “an iconoclast Republican with a libertarian streak, says he remains undecided on whether he will vote to confirm Judge Kavanaugh to the court—citing concerns about the nominee’s views on national-security issues that affect the privacy rights of Americans. [read post]
24 Jul 2018, 4:20 am
Plaintiff hired attorney to represent him in a mediation with Morgan Stanley in 2014. [read post]
18 Jul 2018, 6:02 am
An angry Morgan Stanley customer had what he deemed a dormant account. [read post]
16 Jul 2018, 8:19 am
Embedded in popular culture is the dubious moral proposition that "ya do what ya gotta do. [read post]
13 Jul 2018, 6:48 am
Morgan Stanley previously repaid the four advisory clients in full plus interest. [read post]
12 Jul 2018, 8:00 am
Update: Morgan Stanley Advisor Cornelius Peterson – Fraud Charges According to reports, Cornelius Peterson, 29, a former Morgan Stanley advisor, was sentenced to 20 months in prison on June 28 after he admitted that he misused client funds to invest in and support a wind farm project that a friend had decided to start. [read post]
11 Jul 2018, 10:44 am
But he tries to just say it:The idea was supposed to be that he is taken in by god-like entities, creatures of pure energy and intelligence with no shape or form. [read post]
5 Jul 2018, 9:28 am
Among any group of litigators in any industry is an unwritten book about lawyers and law firms that we somewhat derogatorily refer to as "settlers. [read post]
2 Jul 2018, 7:22 am
Morgan Stanley Smith Barney LLC, Defendant/Appellee (Opinion, July 2, 2018)http://www.brokeandbroker.com/PDF/Ploetz8Cir.pdfPloetz filed a FINRA Arbitration claim against Morgan Stanley Smith Barney LLC, alleging that Morgan Stanley had transferred funds from the account without authorization. [read post]
25 Jun 2018, 6:14 am
In today's featured FINRA public customer arbitration against both UBS and Morgan Stanley, we have some curious facts and allegations. [read post]
