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19 Sep 2017, 8:15 am
You are contacted by a Chinese entity to do a registration. [read post]
14 May 2012, 10:20 am
Before: Private companies that sell equity often rely on the exemption from registration with the SEC under Rule 506 of Regulation D. [read post]
19 Feb 2015, 5:51 am
The FAA’s proposed rule would set forth several requirements as to operator certification, airworthiness, registration, and operation. [read post]
11 Mar 2014, 3:39 pm
Id. at *6. [read post]
30 Sep 2016, 1:00 pm
Registration will begin at 6:00 and the presentation will begin at 6:30. [read post]
8 Jun 2022, 5:18 pm
ASIC cancelled the registration of a number of SMSF auditors for failing to lodge their annual statements. [read post]
12 Mar 2012, 1:44 pm
What types of exchanges will non-broker-dealers be permitted to operate for the resale of privately-purchased securities? [read post]
5 Jan 2010, 1:32 am
. **** January 6-8 Sponsor: Opal Financial Group Event: Public Funds Summit Location: Scottsdale, AZ January 11-13 Sponsor: Infocast, Inc. [read post]
29 Feb 2012, 9:08 pm
The SRO is currently seeking public comment on this matter through April 6. [read post]
9 Oct 2018, 6:13 am
According to the SEC complaint, the offering memorandum stated that it was “a private offering exempt from the registration requirements of the Securities Act of 1933. [read post]
8 Jul 2009, 11:00 pm
Did Judge Sotomayor run her private clients' matters through the conflicts department of the new firm (or of the DA's office, while she was still there)? [read post]
25 Jan 2016, 6:19 am
The debate over Internet governance for much of the past decade has often come down to a battle between ICANN and the ITU (a UN body), which in turn is characterized as a choice between a private-sector led, bottoms-up, consensus model (ICANN) or a governmental-controlled approach. [read post]
14 Oct 2015, 10:40 am
Here is the info --Note: Advance registration is encouraged, and you can do it here — www.cvent.com/d/9rqwtcBut it's also fine to register at the event. [read post]
7 Jun 2008, 12:12 am
The crime is an arrestable misdemeanor offense and carries a penalty of up to a $1,000 fine and/or up to 90 days in jail if convicted.Currently, there are 61 licensed child care centers in Fremont plus all of the public and private schools in town.There must be three readings at city council meetings before council members would vote on it. [read post]
14 Jun 2018, 9:17 pm
Justice Department began releasing advisory opinions about the Foreign Agents Registration Act. [read post]
2 May 2011, 5:00 am
Sources: 950 CMR 12.200 (.pdf) – Registration of Broker-Dealer, Agents, Investment Adviser, Investment Adviser Representatives and Notice Filing Procedures for Federal Covered Advisers Changes to the “Institutional Buyer” Exclusion in 950 CMR 12.205(1)(a)(6) Massachusetts Proposes Private Adviser Exemption to Coordinate with Dodd-Frank Act in Jim Hamilton’s World of Securities Regulation Massachusetts Proposes Revised Investment Adviser… [read post]
25 Jul 2012, 10:20 am
• Required registrations: Is the worker up-to-date on required Washington State business registrations? [read post]
15 Jun 2016, 8:08 am
Leisner In August 6, 2015, the SEC Division of Corporation Finance issued an interpretive letter to Citizen VC concerning exempt private offerings under Rule 506(b). [read post]
10 Jun 2007, 11:32 am
To assist class action defense lawyers who defends against securities class action litigation, we provide the text of the Private Securities Litigation Reform Act of 1995 (PSLRA). [read post]
28 Aug 2022, 7:01 am
While most of the funds raised through these organizations were probably not used for the Jan. 6 insurrection, the use of these corporate structures for the groups’ chapters helps them avoid paying taxes and their federal registration creates a veneer of legitimacy. [read post]
