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6 May 2014, 12:41 pm
Registration is expensive; Who will pay for it? [read post]
17 Jul 2023, 1:18 pm
The post No Pseudonymity for Non-Citizen Challenging Law Limiting Non-Citizens' Participation in Voter Registration appeared first on Reason.com. [read post]
24 Jun 2009, 11:25 am
Certain of the White Paper’s proposals, if enacted, will have a significant impact on private investment funds, such as hedge funds, private equity funds and venture capital funds, by requiring the registration of private investment fund advisers and by imposing informational and reporting requirements on the advisers and their funds. [read post]
24 Feb 2019, 1:15 pm
I believe the latter is the more likely outcome, since it would impose far less of a burden on both the government and private individuals. [read post]
14 Jan 2018, 1:27 pm
Conference registration can be carried out via this link. [read post]
23 Jul 2015, 3:56 am
Participation is free of charge, but prior registration is required here. [read post]
22 Jan 2024, 9:01 pm
Overview of Current Regulatory Regime for Raising Capital without Registration Today, an issuer has multiple options for raising capital without filing a registration statement. [read post]
19 May 2014, 6:27 am
That leaves 3 firms that are not registered or overseas. [read post]
1 Jun 2018, 9:51 am
Registration No. [read post]
28 Mar 2019, 2:06 pm
The Securities and Exchange Commission today revoked the registration of a Seattle area-based registered investment adviser and barred its principal from the securities industry for stealing money from a private fund the adviser managed. [read post]
20 Apr 2015, 3:21 pm
Trademarks — which are applied to private goods to identify [read post]
17 Nov 2014, 9:52 am
A private Indiana trademark attorney can help you before, during, and after the trademark application process, including helping you police and enforce the trademark registration that may issue from your application. [read post]
13 Sep 2011, 7:22 am
Yearbook of Private International Law, vol. [read post]
1 Nov 2019, 6:26 pm
Private interest foundations will pay at the time of registration a first single annual fee of three hundred and fifty Balboas (B / .350.00). [read post]
10 Nov 2015, 6:18 am
My friend told me, “No, this is a private placement so I don’t need to register. [read post]
26 Feb 2014, 5:00 am
The SEC just brought charges against a private equity fund manager for the improper allocation of fees and expenses. [read post]
9 Jun 2011, 5:32 pm
These rules and rule amendments are designed to give effect to provisions of Title IV of the Dodd-Frank Act that, among other things, increase the statutory threshold for registration of investment advisers with the Commission, require advisers to hedge funds and other private funds to register with the Commission, and address reporting by certain investment advisers that are exempt from registration. [read post]
17 Oct 2016, 8:00 pm
The registration deadline is February 28th 2017. [read post]
25 Oct 2011, 9:51 am
Proposed FINRA Rule 5123 would impose new notice and disclosure requirements on private placements, including requirements for transparency regarding the use of the proceeds, as well as full disclosure of expenses and compensation.andnbsp;andnbsp; Private placements are securities sold without an initial public offering and are exempt from registration under an exception to the Securities Act of 1933, the rationale being that the typical private placement is… [read post]
15 Oct 2017, 8:28 am
eventcategoryid=39&eventid=11728 Registration will open and the full conference programme will be released later in 2017. [read post]
