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9 Sep 2021, 2:49 pm
” In summarizing his conclusion that the plaintiffs had met their “onerous pleading burden” in this case, Zurn said, in reliance on Marchand, that “the Board has a rigorous oversight obligation where safety is mission critical, as the fallout from the Board’s utter failure to try to satisfy this ‘bottom-line requirement’ can cause ‘material suffering’ … among customers or to the public at large, and attendant reputational… [read post]
14 Jun 2010, 1:54 am
CSK Auto had restated its financial statements for the fiscal years 2002 to 2004. [read post]
14 May 2012, 2:00 am
These new regulatory burdens will weigh not just on the real estate industry and borrowers generally, but also on the Department of Corporations. [read post]
3 Apr 2013, 12:47 pm
Factors that panels generally look at in determining whether the client had this ability include sophistication, formal education and occupation, prior or contemporaneous securities investment experience, the customer’s reading habits, the wealth of a customer relative to the size of the account and the client’s reliance/dependence on the broker’s advice. [read post]
5 Dec 2017, 4:29 pm
Lane As I have noted in prior posts, securities class action litigation represents a significant part of the corporate liability landscape in Canada. [read post]
24 Feb 2009, 12:30 am
In the lists of those supposedly responsible for the current financial mess, the rating agencies are among those usually featured prominently. [read post]
6 Jan 2014, 8:30 pm
., Backer, Larry Catá, Multinational Corporations, Transnational Law: The United Nation's Norms on the Responsibilities of Transnational Corporations as Harbinger of Corporate Responsibility in International Law. [read post]
12 Mar 2019, 6:33 am
The ESOP petitioners argue that the Second Circuit’s reliance on “generalized allegations” subverts Fifth Third and creates a circuit split that, considering New York’s significance to the financial markets and ERISA’s liberal venue provision, will make the Second Circuit the forum of choice for duty-of-prudence claims. [read post]
15 Apr 2014, 8:44 am
But ACLU-TN believed there were too many unanswered questions about the constitutional, financial, and ethical ramifications of a private, profit-driven corporation taking over custody of inmates. [read post]
31 Aug 2020, 3:00 pm
-listed corporations. [read post]
11 Dec 2011, 11:12 am
I am not, in this discussion, including corporate or other business interests in this definition. [read post]
17 Feb 2011, 1:26 am
In the aftermath of the credit crisis of recent years, many commentators have posited that the investing public’s reliance on credit ratings contributed to the recent financial crisis. [read post]
5 Feb 2011, 7:14 pm
” In doing so, one is guided by “familiar considerations of fair notice, reasonable reliance, and settled expectations. [read post]
3 Apr 2012, 7:00 am
Equity in this sense is at the heart of all modern financial products. [read post]
7 May 2010, 12:29 pm
” Wright involved claims against an accounting firm and allegations that the firm orally approved a corporation’s false and misleading financial statements, which were subsequently disseminated to the public. [read post]
6 Oct 2020, 2:27 pm
Attitudes towards corporate governance also focus on consensus. [read post]
21 May 2010, 4:38 am
The line of credit has not been increased since SIPA was enacted in 1970, and an increase is necessary to provide the Securities Investor Protection Corporation with sufficient resources in the event of the failure of a large broker-dealer. [read post]
14 Jun 2016, 1:33 pm
On June 6, 2016, the Supreme Court of Delaware affirmed a decision of the Chancery Court finding that corporate directors and officers involved in a sales transaction breached a contract with option holders to fairly value their options (see here for a thorough explanation of the Chancery Court decision, and in particular, the Court’s criticism of the retained financial advisers that provided a valuation analysis). [read post]
28 Mar 2022, 3:44 am
He also requested various financial records for the prior three years including invoices, sundry expenses, parking charges, financial reports, and records provided to the co-op’s accountant who prepared the co-op’s financial statements. [read post]
15 Sep 2010, 10:57 am
The corporate battle against fraudulent financial reporting provides all too recent an illustration. [read post]
